WO2009110878A1 - Secure storage system and method of use - Google Patents

Secure storage system and method of use Download PDF

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Publication number
WO2009110878A1
WO2009110878A1 PCT/US2008/054484 US2008054484W WO2009110878A1 WO 2009110878 A1 WO2009110878 A1 WO 2009110878A1 US 2008054484 W US2008054484 W US 2008054484W WO 2009110878 A1 WO2009110878 A1 WO 2009110878A1
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WO
WIPO (PCT)
Prior art keywords
password
secure
storage system
secure storage
partition
Prior art date
Application number
PCT/US2008/054484
Other languages
French (fr)
Inventor
Ben Wei Chen
Original Assignee
Kingston Technology Corporation
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Kingston Technology Corporation filed Critical Kingston Technology Corporation
Priority to CN200880001472.1A priority Critical patent/CN101730886B/en
Priority to PCT/US2008/054484 priority patent/WO2009110878A1/en
Publication of WO2009110878A1 publication Critical patent/WO2009110878A1/en

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Classifications

    • GPHYSICS
    • G06COMPUTING; CALCULATING OR COUNTING
    • G06FELECTRIC DIGITAL DATA PROCESSING
    • G06F21/00Security arrangements for protecting computers, components thereof, programs or data against unauthorised activity
    • G06F21/70Protecting specific internal or peripheral components, in which the protection of a component leads to protection of the entire computer
    • G06F21/78Protecting specific internal or peripheral components, in which the protection of a component leads to protection of the entire computer to assure secure storage of data

Definitions

  • the present invention relates generally to data storage and more specifically to storing data securely.
  • a secure storage system comprises a crypto engine and a storage device.
  • the crypto engine comprises a random number generator; a hash function; a general encryption engine; and a data encryption engine.
  • the secure storage system further includes a storage device coupled to the crypto engine.
  • the storage device includes a storage array.
  • the storage array includes a public partition, a secure partition and a system partition.
  • the public partition is accessible to the public.
  • the secure partition is accessible through the password authentication.
  • the system partition is accessible only by the secure storage system.
  • the password authentication is two-level instead of one, to avoid hash collision or insider tampering.
  • the secure partition is accessed with "access gating through access key” instead of "access control through comparison.”
  • the password can be changed without reformatting the secure storage.
  • a secure master password mechanism is available to recover data, if necessary.
  • a storage lock-out procedure is used to defeat brute force attack.
  • Password request utility can be implemented through a standard browser interface on universal host platforms
  • the method and system in accordance with the present invention has significant advantages over the above-identified prior art.
  • the password itself is never transferred for authentication.
  • the original password is never processed or stored.
  • the access key is generated by a random number generator instead of from other less random combinations.
  • the access key is encrypted with the original password and saved. Additionally, it is a more secure mechanism, as both source (access key) and key (password) are not stored or known to the authentication device.
  • the authentication is two-level instead of one, to avoid hash collision or insider tampering.
  • the data is encrypted with the access key that is generated by a random number generator for better security. It does not require public -key infrastructure (PKI) and certificate server to issue public and private encryption keys.
  • PKI public -key infrastructure
  • Figure 1 is a prior art flow chart for secure storage initialization and password authentication and access control based on password encryption and comparison.
  • Figure 2 is a prior art flow chart for secure storage initialization and password authentication and access control based on password hashing and comparison.
  • Figure 3 is a block diagram of user, host system and secure storage system.
  • Figure 4 is a storage element composition of storage array.
  • Figure 5 is a flow chart for a secure storage initialization and secure partition creation based on hashing, master password and access gating in accordance with the present invention.
  • Figure 6 is a flow chart for secure storage password authentication and access gating in accordance with the present invention.
  • Figure 7 is a flow chart for the invention on secure storage password change in accordance with the present invention.
  • Figure 8 is a flow chart for counter measure to brute force attack with storage lockout in accordance with the present invention.
  • the present invention relates generally to data storage and more specifically to storing data securely.
  • the following description is presented to enable one of ordinary skill in the art to make and use the invention and is provided in the context of a patent application and its requirements.
  • Various modifications to the preferred embodiments and the generic principles and features described herein will be readily apparent to those skilled in the art.
  • the present invention is not intended to be limited to the embodiments shown, but is to be accorded the widest scope consistent with the principles and features described herein.
  • the previously encrypted password X is then retrieved, via step 112 and in turn decrypted through the same encryption/decryption engine ENCl.
  • ENCl' is used to denote decryption as opposed to ENCl as encryption.
  • the originally stored password PSWD is then recovered 113, via step.
  • the retrieved password PSWD is compared with the entered password PSWDl , via step 114. If the result matches, access control to the storage system is granted, via step 115. Otherwise, an error is reported, via step 116, and access is denied.
  • Encryption and decryption is a operation and is reversible, given the right keys.
  • the hash function transforms data into a digest or representation. It is a one-way operation and is not reversible.
  • the requested password PSWD 21 is initially hashed through a HASH function, via step 22.
  • the hashed password X is then stored for later use, via step 23.
  • a password PSWDl is requested from the user, via step 121.
  • X is then retrieved, via step 122.
  • the just entered password PSWDl is in turn fed through the hash function HASH, via step 123. Afterward, these two hashed passwords are compared, via step 123. If the result matches, access control to the storage system is granted, via step 125. Otherwise, error is reported, via step 126, and access is denied.
  • the hash function regardless how sophisticated it is, has a built-in collision problem. It means that there is a possibility, however unlikely, that more than one set of original data can pass through the hash function and produces the same hashed value. It implies there is a slight chance that a back door exists. For a hacker, it is possible to retrieve the hashed password and apply the known hash algorithm with trial- and-error password entries at the side until a match is found.
  • the access key is generated by a random number generator instead of from other less random combinations.
  • the access key is encrypted with the original password and saved. It is a more secure mechanism, as both source (access key) and key (password) are not stored or known to the authentication device.
  • the authentication is two-level instead of one, to avoid hash collision or insider tampering.
  • the data is encrypted with the access key that is generated by a random number generator for better security.
  • the secure data can be recovered utilizing the master password.
  • the method and system in accordance with the present invention is applicable in many areas including but not limited to a Flash storage system, disk storage system, disk storage system, portable storage device, corporate storage system, personal computer server, wireless communication and multimedia system.
  • FIG. 3 A block diagram of the secure storage system 33 in accordance with the present invention, is shown in Figure 3.
  • the host system 30, comprises a processor (not shown), memory (not shown), IO (not shown), a utility and driver 31, a storage interface 38 and a user interface 131. It works with the user 32 through a user interface 131 and work with the secure storage system 33 through a storage interface 38.
  • a utility and driver 31 serves as a mediator between the storage interface 38 and the user interface 131.
  • the utility and driver can be a software utility residing on the host system or a browser link to the secure storage system 33.
  • the browser link is preferable, as it is more universal and requires less system resources to work on cross platform devices.
  • the secure storage system 33 also includes a storage controller (not shown), memory (not shown), IO (not shown), crypto-engine 34, a storage interface 38, and a storage device 35.
  • the storage device 35 comprises a storage array 37 and a storage array interface 39.
  • the crypto-engine 34 includes a random number generator RNG 134, a hash function HASH 36, a general encryption engine ENC2 132, a data encryption engine ENC3 133, a storage interface 38 and a storage array interface 39.
  • the storage array 37 as shown in Figure 4, comprises a public partition DATAl 40, a secure partition D AT A3 41 and a system partition 140.
  • the public partition DATAl 40 is accessible to general public as the name implies.
  • the data content is clear text and not encrypted.
  • the secure partition DATA3 41 is encrypted and is accessible through password authentication with correct access key.
  • the system partition 140 is accessible only by secure storage system 33 internally. It is used to store a hashed password HP 42, an encrypted access key EAK 43, a master hashed password M_HP 44, a master encrypted access key M_EAK 45, and other data spaces 46.
  • the first is (1) Initialization and Secure Partition Creation.
  • the second is (2) Password Authentication and Access Gating.
  • the third is (3) Password Change.
  • the user name is identified and a new user password PSWD is requested for entry and confirmed, via step 52.
  • the default master password M_PSWD is retrieved 51, via step.
  • Both master password and user password are hashed through the HASH function, via step 53.
  • the resulting hashed passwords HP and M_HP are stored, via step 54.
  • an access key ACCESS_KEY is generated by the random number generator RNG, via step 55.
  • the access key ACCESS_KEY is encrypted through encryption engine ENC2 using user password PSWD as a key and stored as EAK, via steps 56, 58.
  • the access key is also encrypted through encryption engine ENC2 using master password M_PSWD as a key and stored as M_EAK, via steps 57, 58.
  • the size of the secure partition is then defined by the user.
  • the access key ACCESS_KEY is further used as an access gating to secure partition, via step 59.
  • the raw data is optionally encrypted/decrypted, via step 150, using ACCESS_KEY as a key through an encryption/decryption engine ENC3 between host system 30 and secure partition 41.
  • the secure partition is formatted and prepared for use later, via step 151. Data flows freely between host system 30 and secure partition 41 from this point on until the user logs off, via step 152.
  • the secure storage system can be re-initialized anytime by the user.
  • the user name is identified first, via step 61.
  • the password PSWDl is then requested, via step 62, through user interface.
  • the password PSWDl is then hashed as
  • HPl through HASH function, via step 63.
  • the original hashed password HP is retrieved from storage, via step 64.
  • HP and HPl are compared to see if they match? If not, it means the password PSWDl entered is incorrect and an error is reported, via step 161. If the result matches, then the original encrypted access key EAK is retrieved, via step 66. EAK is then decrypted through encryption/decryption engine ENC2' using user password
  • PSWDl as a key to retrieve access key ACCESS_KEY, via step 67.
  • ENC2' is used to denote decryption as opposed to ENC2 as encryption.
  • ACCES S_KE Y is applied as access gating to secure storage.
  • the raw data is optionally encrypted/decrypted, via step
  • ACCESS_KEY is a key through an encryption/decryption engine ENC3 between host system 30 and secure partition 41. If access key ACCESS_KEY is correct, data flows freely between host system 30 and secure partition 41 from this point on until the user logs off, via step 162.
  • the access key for access gating serves as a second-level password authentication.
  • the data storage transfer channel is established. It adds another layer of data security to avoid hacking to the data storage in its raw data format. It utilizes another encryption/decryption engine
  • ENC3 via steps 150, 160 to process the data between the host system 30 and the secure storage system such that data can flow freely, until the user logs off.
  • the encrypted data if retrieved in its raw data format, can withstand brute force attack for trial-and-error decryption without proper access key.
  • the password authentication and access gating utility 60 can apply to master user as well to provide a legitimate secure back door for access to data, if necessary.
  • the user name is identified first, via step 71.
  • the original password PSWDl is then requested, via step 72, through user interface.
  • a new password PSWD2 is requested from the user, via step 73.
  • the new password PSWD2 is further confirmed by the user, via step 74.
  • the original password PSWDl is hashed through hash function HASH as HPl, via step 75.
  • the original hashed password HP is then retrieved from storage, via step 76. HP and HPl are compared to see if they match? If not, it means the password PSWDl entered is incorrect and an error is reported, via step 172. If the result matches, then the original encrypted access key EAK is retrieved, via step 78.
  • EAK is then decrypted through encryption/decryption engine ENC2' using user password PSWDl as a key to retrieve access key ACCESS_KEY, via step 79.
  • the access key ACCESS_KEY is then re- encrypted through encryption/decryption engine ENC2 using the new password PSWD2 as a key, via step 170.
  • the resulting encrypted access key EAK is then stored, via step 171.
  • the password change utility 60 can apply to master user as well to change master password, if necessary. As shown in Figure 8, it is beneficial to have a supplemental measure in addition to password protection and strong encryption to counter brute force attack against secure storage, via step 80. As a part of the error handling routine, the number of failed attempts NOFA is retrieved and the count is incremented, via step 81. The new NOFA is then stored 82. The preset number of allowable attempts NOAA is retrieved, via step 83. If NOAA is greater than NOFA, a slow-down response time mechanism is activated, via step 85. The slow-down response time mechanism is optional and is meant to slow down the next brute force attack through password guessing. The mechanism adds more response time to the next guessing attempt.
  • NOAA is normally preset by the administrator depends on the application requirement. If NOAA is less than or equal to NOFA, then the number of allowable attempts or attacks has been reached.
  • a storage lock-out mechanism is activated, via step 86.
  • the lock-out mechanism is meant to prevent the user from attempting the guessing of password, even if a correct password is provided later.
  • the lock-out measures can be to:
  • Password request utility is generally implemented according to the host device environment. It tends to be proprietary based on different operating systems.
  • the invention can also implement password request utility through standard browser interface (not shown in drawings). It brings along a few benefits over traditional proprietary approach: -Interface is more universal, as browser is more pervasion in various operating environments.
  • a call-home mechanism can be hidden and embedded in the browser utility interface. Whenever the Internet or network connection is in place, a call-home channel can be established to allow an administrator to change master password or to manage and lock-out the secure storage system, if necessary.
  • the present invention intends to address issues related to a secure storage system in the following aspects:
  • a system and method in accordance with the invention employs the same hash function HASH as the one in the second set of prior art to process the original password PSWD, via step 52, and to store only the hashed password HP, via steps 53, 54, instead of the password itself.
  • An access key ACCESS_KEY is generated, by a random number generator RNG, via step 55.
  • ACCESS_KEY is encrypted using key PSWD from the original password. It results in an encrypted access key EAK, via step 56 and is stored via step 58 for later usage.
  • the user name is identified via step 61, either as a regular user or a master user.
  • the utility requests password PSWDl from the user, via step 62.
  • the password PSWDl is hashed through function HASH and generates a hashed password HPl, via step 63.
  • the original hashed password HP is retrieved, via step 64 and compared with the new hashed password HP, via step 165. If the result matches, the first- level of password authentication completes.
  • the original encrypted access key EAK is then retrieved, via step 66.
  • EAK is decrypted using the just entered password PSWDl to recover the original access key ACCESS_KEY, via step 67.
  • ACCESS KEY is applied as access gating to secure partition, via step 68.
  • the data storage transfer channel is established. It adds another layer of data security to avoid hacking to the data storage in its raw data format. It utilizes another encryption/decryption engine ENC3, via steps 150, 160 to process the data between the host system 30 and the secure storage system such that data can flow freely, until the user logs off.
  • ENC3 another encryption/decryption engine
  • the encrypted data if retrieved in its raw data format, can withstand brute force attack for trial-and-error decryption without proper access key.
  • the invention utilizes access key as an access gating to the secure partition. There is no comparison mechanism, be it through hardware or software, to be done and to be compromised. When the access key is applied, it opens door to decrypt any data that is available, be it meaningful or gobbled. Only the right access key can decrypt the meaningful data to the user.
  • the transparency in "access gating through access key” provides effectiveness and efficiency over conventional "access control through comparison” approaches.
  • a conventional password implementation requires reformatting of the associated secure storage after password is changed by the user. It brings along several problems: a. Data needs to be backed up before password can be changed
  • the conventional approaches tend to associate the encryption key with the password. It can be secure in a way, but it may not be unique, as there can be duplicates in password selection. Since the encryption key is associated with the password, if the password can be retrieved from the data storage, as is common in the prior art, the key is easily compromised. As such, a back door exists for the encryption key and the key is crackable. Since the encryption key is associated with the password, once the password is changed, the key has to change as well. Therefore the secure partition has to be reformatted whenever the encryption key is changed. And the data itself has to be backed up before the secure partition is reformatted, in order to preserve the original data. It is a very cumbersome process for the user.
  • a system and method in accordance with the present invention uses a random number generator to generate a unique and secure access key for the secure storage. It is a one-time process only after the user chooses to generate the secure partition initially or to re-generate the secure partition afterwards. It is more unique and secure than the password associated encryption key disclosed in conventional systems.
  • the access key is used to encrypt and decrypt the data stored in secure storage.
  • the access key is encrypted by the original user password.
  • the encrypted access key is stored for later retrieval, but the user password is never stored. Instead, only the hashed password, or the digest of the password, is stored.
  • the hashed password is a one-way digest of the password, it is not retrievable and thus provide extra security to the secrecy of the access key.
  • the access key can only be decrypted by the correct password provided by the user. It therefore presents no back door and is not easy to crack. [0071] Even though the access key is very secure and not easy to crack, it is yet recoverable with the combined hash and encryption mechanism described.
  • the combined mechanism can be used by different password to secure the data storage without changing the access key. Not having to reformat the data storage whenever the password changes, it provides convenience and flexibility for user to manage their password and secure storage effectively.
  • the secure storage should not have any back door to breach the security. But under certain circumstances, there is a need to have a master password as a back door to recover data from the secure storage. In one example, the rightful user of the data storage may forget the user password. In another example, the data content needs to be retrieved without the original user's consent for lawful reason. How the master password is able to associate with the user password without user knowledge and to keep up with the secure storage access key generation is a big challenge in conventional systems.
  • the present invention employs the same hash function HASH as the one in the second set of prior art to process the default master password M_PSWD 51 and to store only the master hashed password M HP 53, 54, instead of the master password itself.
  • ACCESS_KEY is encrypted using key M_PSWD from the original master password. It results in a master encrypted access key M_EAK 57 and is stored 58 for later usage.
  • the default master password is fixed initially. It should be changed by the system administrator as soon as the data storage initialization process is complete and detected. The master password is hidden from the access and knowledge of the regular user.
  • the default master password is kept secret by the administrator.
  • the default master password can be changed as soon as the administrator learns that the secure storage has been initialized, through the call-home mechanism described later in this invention.
  • the invention implements a counter to store the number of fail attempts, as shown in Figure 8. Once the count of the number of fail attempts exceeds the number of allowable attempts, a counter measure is activated. The counter measure intends to achieve one or multiple of the following result: a. Slow down the response time from data storage system.
  • a call-home mechanism can be hidden and embedded in the browser utility interface. Whenever the Internet or network connection is in place, a call-home channel can be established to allow an administrator to change master password or to manage or lock-out the secure storage system, if necessary.

Abstract

A secure storage system is disclosed. The secure storage system comprises a crypto engine and a storage device. The crypto engine comprises a random number generator; a hash function; a general encryption engine; and a data encryption engine. The secure storage system further includes a storage device coupled to the crypto engine. The storage device includes a storage array. The storage array includes a public partition, a secure partition and a system partition. The public partition is accessible to the public. The secure partition is accessible through the password authentication. The system partition is accessible only by the secure storage system. The password authentication is two-level instead of one, to avoid hash collision or insider tampering. The secure partition is accessed with 'access gating through access key' instead of 'access control through comparison'. The password can be changed without reformatting the secure storage.

Description

SECURE STORAGE SYSTEM AND METHOD OF USE
FIELD OF THE INVENTION
[001] The present invention relates generally to data storage and more specifically to storing data securely.
BACKGROUND OF THE INVENTION
[002] In this information age, more and more data used in corporate, financial, personal, multimedia, wireless, portable and other applications, are stored in various forms or platforms of storage places and medium. How these data are properly stored, authorized, retrieved and recovered, have become big challenges to the IT industry. [003] There are existing solutions and technologies to address some, but not all of the challenges effectively. It is important to be able to address the challenges mentioned above to provide an ultra-secure storage system.
[004] Accordingly, what is needed is a system and method for overcoming the above- identified issues. The present invention addresses such a need.
SUMMARY OF THE INVENTION
[005] A secure storage system is disclosed. The secure storage system comprises a crypto engine and a storage device. The crypto engine comprises a random number generator; a hash function; a general encryption engine; and a data encryption engine. The secure storage system further includes a storage device coupled to the crypto engine. The storage device includes a storage array. The storage array includes a public partition, a secure partition and a system partition. The public partition is accessible to the public. The secure partition is accessible through the password authentication. The system partition is accessible only by the secure storage system. The password authentication is two-level instead of one, to avoid hash collision or insider tampering. The secure partition is accessed with "access gating through access key" instead of "access control through comparison." The password can be changed without reformatting the secure storage. A secure master password mechanism is available to recover data, if necessary. A storage lock-out procedure is used to defeat brute force attack. Password request utility can be implemented through a standard browser interface on universal host platforms to call home.
[006] The method and system in accordance with the present invention has significant advantages over the above-identified prior art. The password itself is never transferred for authentication. The original password is never processed or stored. The access key is generated by a random number generator instead of from other less random combinations. The access key is encrypted with the original password and saved. Additionally, it is a more secure mechanism, as both source (access key) and key (password) are not stored or known to the authentication device. The authentication is two-level instead of one, to avoid hash collision or insider tampering. The data is encrypted with the access key that is generated by a random number generator for better security. It does not require public -key infrastructure (PKI) and certificate server to issue public and private encryption keys.
BRIEF DESCRIPTION OF THE DRAWINGS
[007] Figure 1 is a prior art flow chart for secure storage initialization and password authentication and access control based on password encryption and comparison. [008] Figure 2 is a prior art flow chart for secure storage initialization and password authentication and access control based on password hashing and comparison. [009] Figure 3 is a block diagram of user, host system and secure storage system. [0010] Figure 4 is a storage element composition of storage array. [0011] Figure 5 is a flow chart for a secure storage initialization and secure partition creation based on hashing, master password and access gating in accordance with the present invention.
[0012] Figure 6 is a flow chart for secure storage password authentication and access gating in accordance with the present invention.
[0013] Figure 7 is a flow chart for the invention on secure storage password change in accordance with the present invention.
[0014] Figure 8 is a flow chart for counter measure to brute force attack with storage lockout in accordance with the present invention.
DETAILED DESCRIPTION
[0015] The present invention relates generally to data storage and more specifically to storing data securely. The following description is presented to enable one of ordinary skill in the art to make and use the invention and is provided in the context of a patent application and its requirements. Various modifications to the preferred embodiments and the generic principles and features described herein will be readily apparent to those skilled in the art. Thus, the present invention is not intended to be limited to the embodiments shown, but is to be accorded the widest scope consistent with the principles and features described herein.
[0016] In a conventional secure storage system, such as disclosed by U.S. Patent No. 6,880,054, entitled "Portable data storage device having a secure method of operation", PCT/SGOO/00029, entitled "A Portable Data Storage Device" and U.S. Patent No. 7,039,759, entitled "Portable data storage device", access control of the data is enforced through simple password authentication. As shown in Figure 1 , during the initialization process 10, the password (PSWD) is normally requested from the user 11. PSWD is then encrypted as X through encryption/decryption engine ENCl 12, and stored as X 13. During password authentication process 110, a second password (PSWDl) is requested from the user, via step 111. The previously encrypted password X is then retrieved, via step 112 and in turn decrypted through the same encryption/decryption engine ENCl. Here ENCl' is used to denote decryption as opposed to ENCl as encryption. The originally stored password PSWD is then recovered 113, via step. The retrieved password PSWD is compared with the entered password PSWDl , via step 114. If the result matches, access control to the storage system is granted, via step 115. Otherwise, an error is reported, via step 116, and access is denied.
[0017] There are problems with this prior art system of Figure 1. First, even though the original password is encrypted and stored for security purpose, it is later decrypted back to its original form explicitly and compared with the new entry. The password itself is exposed in comparison process and is prone to interception. Second, the stored password, even if encrypted, can still be cracked by the insider with know encryption mechanism and keys, due to the fact that encryption is reversible. Third, the access control is authorized and/or gated by a simple comparison routine, as is taught by U.S. Patent No. 5,442,704, entitled "Secure memory card with programmed controlled security access control", U.S. Patent No. 6,324,537, entitled "Device, system and method for data access control", U.S. Patent No. 6,880,054, entitled "Portable data storage device having a secure method of operation", PCT/SGOO/00029, entitled "A Portable Data Storage Device", and U.S. Patent No. 7,039,759, entitled "Portable data storage device". This comparison routine is easy to tamper with and subject to hack by the insider.
[0018] The above mentioned prior art are usually described as "access control through comparison" mechanisms expressed either in software or hardware forms. However the "access control through comparison", is the weakness of access control in these prior art systems. The comparison is the weakest link in all of these supposedly security measures. Once it is compromised, potentially by an insider, the storage system becomes open and insecure.
[0019] In order to carry out the "access control through comparison" function, yet not expose the original password or permission, a more elaborate prior art mechanism is introduced as shown in Figure 2. It employs a hash function HASH 22 in place of the encryption/decryption engine ENC 1 12.
[0020] Encryption transforms data from a clear text to a cipher text, while decryption transforms data from a cipher text back to a clear text. Encryption and decryption is a operation and is reversible, given the right keys. The hash function, on the other hand, transforms data into a digest or representation. It is a one-way operation and is not reversible.
[0021] As shown in Figure 2, the requested password PSWD 21 is initially hashed through a HASH function, via step 22. The hashed password X is then stored for later use, via step 23.
[0022] During password authentication and access control process, via step 120, a password PSWDl is requested from the user, via step 121. The original hashed password
X is then retrieved, via step 122. The just entered password PSWDl is in turn fed through the hash function HASH, via step 123. Afterward, these two hashed passwords are compared, via step 123. If the result matches, access control to the storage system is granted, via step 125. Otherwise, error is reported, via step 126, and access is denied.
[0023] Due to the fact that the original password PSWD is not stored and the stored hashed password is irreversible, this mechanism is more secure against internal hacking by an insider. It avoids the risk posed in Figure 1 of an insider retrieving the stored passwords and trying to apply the known encryption algorithm and keys to crack from back door. [0024] But this second prior art of Figure 2 still has significant flaws in security. First, the system of Figure 2 still applies the same "access control through comparison" mechanism as mentioned in all prior art above. The system does not avoid the internal sniffing or tampering of the control program. All that is necessary to bypass the comparison routine 124 and grant access to the storage system, as in step 125, is to have an insider with administrator privilege.
[0025] Second, the hash function, regardless how sophisticated it is, has a built-in collision problem. It means that there is a possibility, however unlikely, that more than one set of original data can pass through the hash function and produces the same hashed value. It implies there is a slight chance that a back door exists. For a hacker, it is possible to retrieve the hashed password and apply the known hash algorithm with trial- and-error password entries at the side until a match is found. [0026] Another prior art reference as represented in U.S. Patent No. 10/996,369 / 20050250473 Al, entitled "Challenge response system and method", discusses a challenge response system using hash function and encryption with password. Similar to the prior art system in Figure 2, it compares the stored hashed password and hashed password presented from the user. The problem with this approach is that the actual password is eventually decrypted and reveal by the authentication device. It potentially can be a security breach.
[0027] The two prior art approaches mentioned above, as shown in Figure 1 and Figure 2, try to address security of data storage in the areas of authorization through password authentication, and retrieval through access control. In summary, an "access control through comparison" mechanism is used in conventional secure storage system. [0028] The method and system in accordance with the present invention has significant advantages over the above-identified prior art: 1. The password itself is never transferred for authentication.
2. The original password is never processed or stored.
3. The access key is generated by a random number generator instead of from other less random combinations.
4. The access key is encrypted with the original password and saved. It is a more secure mechanism, as both source (access key) and key (password) are not stored or known to the authentication device.
5. The authentication is two-level instead of one, to avoid hash collision or insider tampering.
6. The data is encrypted with the access key that is generated by a random number generator for better security.
7. It does not require public -key infrastructure (PKI) and certificate server to issue public and private encryption keys.
8. The secure data can be recovered utilizing the master password.
[0029] The method and system in accordance with the present invention is applicable in many areas including but not limited to a Flash storage system, disk storage system, disk storage system, portable storage device, corporate storage system, personal computer server, wireless communication and multimedia system.
[0030] To describe the features of the present invention in more detail, refer now to the following description in conjunction with the following description.
[0031] A block diagram of the secure storage system 33 in accordance with the present invention, is shown in Figure 3. The host system 30, comprises a processor (not shown), memory (not shown), IO (not shown), a utility and driver 31, a storage interface 38 and a user interface 131. It works with the user 32 through a user interface 131 and work with the secure storage system 33 through a storage interface 38.
[0032] A utility and driver 31 serves as a mediator between the storage interface 38 and the user interface 131. The utility and driver can be a software utility residing on the host system or a browser link to the secure storage system 33. The browser link is preferable, as it is more universal and requires less system resources to work on cross platform devices.
[0033] The secure storage system 33 also includes a storage controller (not shown), memory (not shown), IO (not shown), crypto-engine 34, a storage interface 38, and a storage device 35. The storage device 35 comprises a storage array 37 and a storage array interface 39. The crypto-engine 34 includes a random number generator RNG 134, a hash function HASH 36, a general encryption engine ENC2 132, a data encryption engine ENC3 133, a storage interface 38 and a storage array interface 39. [0034] The storage array 37, as shown in Figure 4, comprises a public partition DATAl 40, a secure partition D AT A3 41 and a system partition 140. The public partition DATAl 40 is accessible to general public as the name implies. The data content is clear text and not encrypted. The secure partition DATA3 41 is encrypted and is accessible through password authentication with correct access key. The system partition 140 is accessible only by secure storage system 33 internally. It is used to store a hashed password HP 42, an encrypted access key EAK 43, a master hashed password M_HP 44, a master encrypted access key M_EAK 45, and other data spaces 46.
Utilities for Password Operation
[0035] There are three basic utilities for password operation in the secure storage system in accordance with the present invention. The first is (1) Initialization and Secure Partition Creation. The second is (2) Password Authentication and Access Gating. The third is (3) Password Change.
[0036] 1. Initialization and Secure Partition Creation Utility [0037] "Initialization and Secure Partition Creation" utility is concerned with: How the passwords are created and stored? And, how the secure partition is created?
[0038] During the initialization and secure partition creating process 50, as shown in Figure 5, the user name is identified and a new user password PSWD is requested for entry and confirmed, via step 52. The default master password M_PSWD is retrieved 51, via step. Both master password and user password are hashed through the HASH function, via step 53. The resulting hashed passwords HP and M_HP are stored, via step 54. Afterwards, an access key ACCESS_KEY is generated by the random number generator RNG, via step 55.
[0039] The access key ACCESS_KEY is encrypted through encryption engine ENC2 using user password PSWD as a key and stored as EAK, via steps 56, 58. The access key is also encrypted through encryption engine ENC2 using master password M_PSWD as a key and stored as M_EAK, via steps 57, 58. The size of the secure partition is then defined by the user. The access key ACCESS_KEY is further used as an access gating to secure partition, via step 59. The raw data is optionally encrypted/decrypted, via step 150, using ACCESS_KEY as a key through an encryption/decryption engine ENC3 between host system 30 and secure partition 41. The secure partition is formatted and prepared for use later, via step 151. Data flows freely between host system 30 and secure partition 41 from this point on until the user logs off, via step 152. The secure storage system can be re-initialized anytime by the user. [0040] 2. Password Authentication and Access Gating Utility
[0041] During the password authentication and access gating process 60, as shown in
Figure 6, the user name is identified first, via step 61. The password PSWDl is then requested, via step 62, through user interface. The password PSWDl is then hashed as
HPl through HASH function, via step 63. The original hashed password HP is retrieved from storage, via step 64. HP and HPl are compared to see if they match? If not, it means the password PSWDl entered is incorrect and an error is reported, via step 161. If the result matches, then the original encrypted access key EAK is retrieved, via step 66. EAK is then decrypted through encryption/decryption engine ENC2' using user password
PSWDl as a key to retrieve access key ACCESS_KEY, via step 67. Here ENC2' is used to denote decryption as opposed to ENC2 as encryption. ACCES S_KE Y is applied as access gating to secure storage. The raw data is optionally encrypted/decrypted, via step
160, using ACCESS_KEY as a key through an encryption/decryption engine ENC3 between host system 30 and secure partition 41. If access key ACCESS_KEY is correct, data flows freely between host system 30 and secure partition 41 from this point on until the user logs off, via step 162.
[0042] The access key for access gating serves as a second-level password authentication.
The present invention has several advantages over conventional approaches:
[0043] a. The original password is not stored in actual storage. Only the one way hashed value of the password is stored. It is more secure.
[0044] b. Even if the hashed password is sniffed or the comparison mechanism is compromised by an insider or by a collision as in the second set of prior art, the access key can only be decrypted by the correct password presented by the user. Again, the correct password is never stored and can not be compromised. It adds extra degree of magnitude to the data security.
[0045] Once the access gating is opened through the correct access key, the data storage transfer channel is established. It adds another layer of data security to avoid hacking to the data storage in its raw data format. It utilizes another encryption/decryption engine
ENC3, via steps 150, 160 to process the data between the host system 30 and the secure storage system such that data can flow freely, until the user logs off. The encrypted data, if retrieved in its raw data format, can withstand brute force attack for trial-and-error decryption without proper access key.
[0046] The password authentication and access gating utility 60 can apply to master user as well to provide a legitimate secure back door for access to data, if necessary.
[0047] 3. Password change
[0048] During the password change process 70, as shown in Figure 7, the user name is identified first, via step 71. The original password PSWDl is then requested, via step 72, through user interface. A new password PSWD2 is requested from the user, via step 73. The new password PSWD2 is further confirmed by the user, via step 74. The original password PSWDl is hashed through hash function HASH as HPl, via step 75. The original hashed password HP is then retrieved from storage, via step 76. HP and HPl are compared to see if they match? If not, it means the password PSWDl entered is incorrect and an error is reported, via step 172. If the result matches, then the original encrypted access key EAK is retrieved, via step 78. EAK is then decrypted through encryption/decryption engine ENC2' using user password PSWDl as a key to retrieve access key ACCESS_KEY, via step 79. The access key ACCESS_KEY is then re- encrypted through encryption/decryption engine ENC2 using the new password PSWD2 as a key, via step 170. The resulting encrypted access key EAK is then stored, via step 171.
[0049] The password change utility 60 can apply to master user as well to change master password, if necessary. As shown in Figure 8, it is beneficial to have a supplemental measure in addition to password protection and strong encryption to counter brute force attack against secure storage, via step 80. As a part of the error handling routine, the number of failed attempts NOFA is retrieved and the count is incremented, via step 81. The new NOFA is then stored 82. The preset number of allowable attempts NOAA is retrieved, via step 83. If NOAA is greater than NOFA, a slow-down response time mechanism is activated, via step 85. The slow-down response time mechanism is optional and is meant to slow down the next brute force attack through password guessing. The mechanism adds more response time to the next guessing attempt. [0050] NOAA is normally preset by the administrator depends on the application requirement. If NOAA is less than or equal to NOFA, then the number of allowable attempts or attacks has been reached. A storage lock-out mechanism is activated, via step 86. The lock-out mechanism is meant to prevent the user from attempting the guessing of password, even if a correct password is provided later. The lock-out measures can be to:
-Permanently lock out the next regular user request, but allow only master user access
-Destroy by reformatting the data storage
[0051] Password request utility is generally implemented according to the host device environment. It tends to be proprietary based on different operating systems. The invention can also implement password request utility through standard browser interface (not shown in drawings). It brings along a few benefits over traditional proprietary approach: -Interface is more universal, as browser is more pervasion in various operating environments.
-No additional driver is required to install. All utilities are self contained on the data storage.
[0052] A call-home mechanism can be hidden and embedded in the browser utility interface. Whenever the Internet or network connection is in place, a call-home channel can be established to allow an administrator to change master password or to manage and lock-out the secure storage system, if necessary.
[0053] The present invention intends to address issues related to a secure storage system in the following aspects:
[0054] 1. Authorization of data with two-level password authentication.
[0055] 2. Access of data with "access gating through access key" instead of "access control through comparison."
[0056] 3. Storage/retrieval of data with encryption/decryption.
[0057] 4. Change password without reformatting the secure storage.
[0058] 5. Recover data with master password.
[0059] 6. Defeat brute force attack with storage lock-out.
[0060] 7. Implement password request utility through standard browser interface to call home.
[0061] To describe each of these features in more detail, refer now to the following description in conjunction with the accompanying figures. 1. Authorization of Data with Two-Level Password Authentication
[0062] As shown in Figure 5, during the initialization process 50, a system and method in accordance with the invention employs the same hash function HASH as the one in the second set of prior art to process the original password PSWD, via step 52, and to store only the hashed password HP, via steps 53, 54, instead of the password itself. An access key ACCESS_KEY is generated, by a random number generator RNG, via step 55. ACCESS_KEY is encrypted using key PSWD from the original password. It results in an encrypted access key EAK, via step 56 and is stored via step 58 for later usage. [0063] As shown in Figure 6, during the password authentication and access gating process 60, the user name is identified via step 61, either as a regular user or a master user. The utility requests password PSWDl from the user, via step 62. The password PSWDl is hashed through function HASH and generates a hashed password HPl, via step 63. The original hashed password HP is retrieved, via step 64 and compared with the new hashed password HP, via step 165. If the result matches, the first- level of password authentication completes. The original encrypted access key EAK is then retrieved, via step 66. EAK is decrypted using the just entered password PSWDl to recover the original access key ACCESS_KEY, via step 67. ACCESS KEY is applied as access gating to secure partition, via step 68.
2. Storage/retrieval of data with encryption/decryption
[0064] Once the access gating is opened through the correct access key, the data storage transfer channel is established. It adds another layer of data security to avoid hacking to the data storage in its raw data format. It utilizes another encryption/decryption engine ENC3, via steps 150, 160 to process the data between the host system 30 and the secure storage system such that data can flow freely, until the user logs off. The encrypted data, if retrieved in its raw data format, can withstand brute force attack for trial-and-error decryption without proper access key.
3. Access of data with "Access gating through access key" instead of "Access control through comparison"
[0065] Unlike the conventional approaches that employ access control through comparison, the invention utilizes access key as an access gating to the secure partition. There is no comparison mechanism, be it through hardware or software, to be done and to be compromised. When the access key is applied, it opens door to decrypt any data that is available, be it meaningful or gobbled. Only the right access key can decrypt the meaningful data to the user. The transparency in "access gating through access key" provides effectiveness and efficiency over conventional "access control through comparison" approaches.
4. Change password without reformatting the secure storage
[0066] A conventional password implementation requires reformatting of the associated secure storage after password is changed by the user. It brings along several problems: a. Data needs to be backed up before password can be changed
b. Password change becomes not as trivial as it should have been
[0067] The reason reformatting of data storage is required after password change in the conventional approach is that the encryption key for the data storage is closely associated with the password itself. The encryption key has to have a few characteristics to qualify as a good key: -Unique and secure
-No back door and not easy to crack
-Recoverable even after password change
[0068] The conventional approaches tend to associate the encryption key with the password. It can be secure in a way, but it may not be unique, as there can be duplicates in password selection. Since the encryption key is associated with the password, if the password can be retrieved from the data storage, as is common in the prior art, the key is easily compromised. As such, a back door exists for the encryption key and the key is crackable. Since the encryption key is associated with the password, once the password is changed, the key has to change as well. Therefore the secure partition has to be reformatted whenever the encryption key is changed. And the data itself has to be backed up before the secure partition is reformatted, in order to preserve the original data. It is a very cumbersome process for the user.
[0069] A system and method in accordance with the present invention, on the other hand, uses a random number generator to generate a unique and secure access key for the secure storage. It is a one-time process only after the user chooses to generate the secure partition initially or to re-generate the secure partition afterwards. It is more unique and secure than the password associated encryption key disclosed in conventional systems. The access key is used to encrypt and decrypt the data stored in secure storage. [0070] The access key is encrypted by the original user password. The encrypted access key is stored for later retrieval, but the user password is never stored. Instead, only the hashed password, or the digest of the password, is stored. Since the hashed password is a one-way digest of the password, it is not retrievable and thus provide extra security to the secrecy of the access key. The access key can only be decrypted by the correct password provided by the user. It therefore presents no back door and is not easy to crack. [0071] Even though the access key is very secure and not easy to crack, it is yet recoverable with the combined hash and encryption mechanism described. The combined mechanism can be used by different password to secure the data storage without changing the access key. Not having to reformat the data storage whenever the password changes, it provides convenience and flexibility for user to manage their password and secure storage effectively.
5. Recover data with master password
[0072] For security reasons, the secure storage should not have any back door to breach the security. But under certain circumstances, there is a need to have a master password as a back door to recover data from the secure storage. In one example, the rightful user of the data storage may forget the user password. In another example, the data content needs to be retrieved without the original user's consent for lawful reason. How the master password is able to associate with the user password without user knowledge and to keep up with the secure storage access key generation is a big challenge in conventional systems.
[0073] As shown in Figure 5, during the initialization process 50, the present invention employs the same hash function HASH as the one in the second set of prior art to process the default master password M_PSWD 51 and to store only the master hashed password M HP 53, 54, instead of the master password itself. ACCESS_KEY is encrypted using key M_PSWD from the original master password. It results in a master encrypted access key M_EAK 57 and is stored 58 for later usage. [0074] The default master password is fixed initially. It should be changed by the system administrator as soon as the data storage initialization process is complete and detected. The master password is hidden from the access and knowledge of the regular user. Even though the user is able to initialize the secure storage anytime he or she wishes to and in turn resets the master password to default. But the default master password is kept secret by the administrator. For further security measure, the default master password can be changed as soon as the administrator learns that the secure storage has been initialized, through the call-home mechanism described later in this invention. [0075] As soon as there is a need to unlock secure storage, the master user name is identified and the master password is entered through the same password authentication and access gating utility 40. The proper access key for access gating is retrieved and the data channel is opened. The clear text data flows freely from this point on and data is recovered.
6. Defeat brute force attack with storage lock-out
[0076] Regardless how secure is the encryption algorithm, there is always a threat from the brute force attack that tries all combinations possible to unlock the encryption. The invention implements a counter to store the number of fail attempts, as shown in Figure 8. Once the count of the number of fail attempts exceeds the number of allowable attempts, a counter measure is activated. The counter measure intends to achieve one or multiple of the following result: a. Slow down the response time from data storage system.
b. Permanently lock out regular user request, but allow only master user access.
c. Destroy the data storage permanently.
7. Implement password request utility through standard browser interface to call home [0077] A call-home mechanism can be hidden and embedded in the browser utility interface. Whenever the Internet or network connection is in place, a call-home channel can be established to allow an administrator to change master password or to manage or lock-out the secure storage system, if necessary.
[0078] Although the present invention has been described in accordance with the embodiments shown, one of ordinary skill in the art will readily recognize that there could be variations to the embodiments and those variations would be within the spirit and scope of the present invention. Accordingly, many modifications may be made by one of ordinary skill in the art without departing from the spirit and scope of the appended claims.

Claims

CLAIMSWhat is claimed is:
1. A secure storage system comprising: a crypto engine the crypto engine comprising a random number generator; a hash function; a general encryption engine; a data encryption engine; and a storage device coupled to the crypto engine; the storage device including a storage array; the storage array comprising a public partition, a secure partition and a system partition, wherein the public partition is accessible to the public, the secure partition is accessible through the password authentication and the system partition is accessible only by the secure storage system.
2. The secure storage system of claim 1 wherein the system partition is utilized to store a hashed password, an encrypted access key, a master hashed password, a master encrypted key and other data spaces.
3. The secure storage system of claim 2 wherein an access key within the system partition is generated by the random number generator and then encrypted to provide access gating to the secure partition.
4. The secure storage system of claim 2 wherein data can be recovered utilizing the master password.
5. The secure storage system of claim 2 wherein a two-level password authentication is utilized to allow the flow of data through the access gating.
6. The secure storage system of claim 5 wherein a first hashed password and a second hashed password are compared for the first level password authentication and the access key for the access gating serves as the second level password authentication.
7. The secure storage system of claim 2 wherein the data encryption engine is further utilized to process data between a host system and the secure storage system and provides protection from a brute force attack of multiple attempts to decrypt the data without a proper access key.
8. The secure storage system of claim 2 wherein a unique and secure access key is associated with the change of password without reformatting the secure storage.
9. The secure storage system of claim 2 wherein the master password is utilized to recover data in the secure storage system.
10. The secure storage system of claim 2 wherein a password request utility can be implemented through a standard browser interface on a universal host platform to call home and allow for a change in the user password or the master password,
11. A method for creating and storing passwords in a secure storage system comprising: providing a user password from a host system; retrieving a default master password from the secure storage system; and hashing the user password and the default master password utilizing a hash function and encrypting an access key through an encryption engine utilizing the user password and the master password.
12. The method of claim 11 wherein the size of a secure partition in the secure storage system is defined by the user.
13. A method for password authentication in a storage system, the method comprising: requesting a first password; hashing the first password; retrieving a second password from the secure storage system; comparing the first and second password; retrieving an original access key from the secure storage system if the first and second passwords match; and retrieving an encrypted access key and utilizing the decrypted access key for gating to the secure partition
14. The method of claim 13 wherein a two-level password authentication is utilized to allow the flow of data through access gating.
15. The method of claim 14 wherein a first hashed password and a second hashed password are compared for the first level authentication and the access key for access gating services as the second level password authentication.
16. The method of claim 14 wherein the data encryption engine is further utilized to process data between a host system and the secure storage system and provides protection from a brute force attack of multiple elements to decrypt the data without a proper access key.
17. The method of claim 14 wherein a unique and secure access key is utilized to associate with the change of password without reformatting the secure storage.
18. The method of claim 14 wherein the master password is utilized to recover data in the secure storage system.
19. A processing system comprising: a host system; and a secure storage system in communication with the host system; the secure storage system comprising a crypto engine; the crypto engine comprising a random number generator; a hash function; a general encryption engine; a data encryption engine; and a storage device coupled to the crypto engine; the storage device including a storage array; the storage array comprising a public partition, a secure partition and a system partition, wherein the public partition is accessible to the public, the secure partition is accessible through the password authentication and the system partition is accessible only by the secure storage system.
20. The processing system of claim 19 wherein the system partition is utilized to store a hashed password, an encrypted access key, a master hashed password and a master encrypted key.
21. The processing system of claim 20 wherein an access key within the system partition is generated by the random number generator and then encrypted to provide access gating to the secure partition.
22. The processing system of claim 20 wherein data can be recovered utilizing the master password.
23. The processing system of claim 21 wherein a two-level password authentication is utilized to allow the flow of data through the access gating.
24. The processing system of claim 23 wherein a first hashed password and a second hashed password are compared for the first level password authentication and the access key for access gating serves as the second level password authentication.
25. The processing system of claim 24 wherein the data encryption engine is further utilized to process data between a host system and the secure storage system and provides protection from a brute force attack of multiple attempts to decrypt the data without a proper access key.
26. The processing system of claim 20 wherein a unique and secure access key is utilized to associate with the change of password without reformatting the secure storage.
27. The processing system of claim 20 wherein the master password is utilized to recover data in the secure storage system.
28. The processing system of claim 20 wherein a password request Utility can be implemented through a standard browser interface on a universal host platform to ca.\\ home and allow for a change in the user password or the master password.
29. A computer readable medium containing program instructions for creating and storing passwords in a secure storage system comprising: providing a user password from a host system; retrieving a default master password from the secure storage system; and hashing the user password and the default master password utilizing a hash function and encrypting an access key through an encryption engine utilizing the user password and the master password.
30. A computer readable medium containing program instructions for password authentication in a storage system, the method comprising: requesting a first password; hashing the first password; retrieving a second password from the secure storage system; comparing the first and second password; retrieving an original access key from the secure storage system if the first and second passwords match; and retrieving an encrypted access key and utilizing the decrypted access key for gating to the secure partition.
PCT/US2008/054484 2008-02-21 2008-02-21 Secure storage system and method of use WO2009110878A1 (en)

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