WO2000065366A1 - Nmr-method for determining the risk of developing type 2 diabetes - Google Patents

Nmr-method for determining the risk of developing type 2 diabetes Download PDF

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Publication number
WO2000065366A1
WO2000065366A1 PCT/US2000/010463 US0010463W WO0065366A1 WO 2000065366 A1 WO2000065366 A1 WO 2000065366A1 US 0010463 W US0010463 W US 0010463W WO 0065366 A1 WO0065366 A1 WO 0065366A1
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Prior art keywords
nmr
lipoprotein
patient
glucose
diabetes
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PCT/US2000/010463
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French (fr)
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WO2000065366A8 (en
Inventor
James D. Otvos
Dennis W. Bennett
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Lipomed, Inc.
North Carolina State University
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Application filed by Lipomed, Inc., North Carolina State University filed Critical Lipomed, Inc.
Priority to EP00926111A priority Critical patent/EP1171778B1/en
Priority to CA002367820A priority patent/CA2367820C/en
Priority to DE60026287T priority patent/DE60026287T2/en
Priority to JP2000614054A priority patent/JP4585693B2/en
Priority to AU44693/00A priority patent/AU4469300A/en
Publication of WO2000065366A1 publication Critical patent/WO2000065366A1/en
Publication of WO2000065366A8 publication Critical patent/WO2000065366A8/en

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    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N33/00Investigating or analysing materials by specific methods not covered by groups G01N1/00 - G01N31/00
    • G01N33/48Biological material, e.g. blood, urine; Haemocytometers
    • G01N33/50Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing
    • G01N33/66Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing involving blood sugars, e.g. galactose
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N33/00Investigating or analysing materials by specific methods not covered by groups G01N1/00 - G01N31/00
    • G01N33/48Biological material, e.g. blood, urine; Haemocytometers
    • G01N33/50Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing
    • G01N33/68Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing involving proteins, peptides or amino acids
    • G01N33/6893Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing involving proteins, peptides or amino acids related to diseases not provided for elsewhere
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N33/00Investigating or analysing materials by specific methods not covered by groups G01N1/00 - G01N31/00
    • G01N33/48Biological material, e.g. blood, urine; Haemocytometers
    • G01N33/50Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing
    • G01N33/74Chemical analysis of biological material, e.g. blood, urine; Testing involving biospecific ligand binding methods; Immunological testing involving hormones or other non-cytokine intercellular protein regulatory factors such as growth factors, including receptors to hormones and growth factors
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01RMEASURING ELECTRIC VARIABLES; MEASURING MAGNETIC VARIABLES
    • G01R33/00Arrangements or instruments for measuring magnetic variables
    • G01R33/20Arrangements or instruments for measuring magnetic variables involving magnetic resonance
    • G01R33/44Arrangements or instruments for measuring magnetic variables involving magnetic resonance using nuclear magnetic resonance [NMR]
    • G01R33/46NMR spectroscopy
    • G01R33/465NMR spectroscopy applied to biological material, e.g. in vitro testing
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N24/00Investigating or analyzing materials by the use of nuclear magnetic resonance, electron paramagnetic resonance or other spin effects
    • G01N24/08Investigating or analyzing materials by the use of nuclear magnetic resonance, electron paramagnetic resonance or other spin effects by using nuclear magnetic resonance
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N2405/00Assays, e.g. immunoassays or enzyme assays, involving lipids
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N2800/00Detection or diagnosis of diseases
    • G01N2800/04Endocrine or metabolic disorders
    • G01N2800/042Disorders of carbohydrate metabolism, e.g. diabetes, glucose metabolism
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N2800/00Detection or diagnosis of diseases
    • G01N2800/32Cardiovascular disorders
    • G01N2800/324Coronary artery diseases, e.g. angina pectoris, myocardial infarction
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T436/00Chemistry: analytical and immunological testing
    • Y10T436/14Heterocyclic carbon compound [i.e., O, S, N, Se, Te, as only ring hetero atom]
    • Y10T436/142222Hetero-O [e.g., ascorbic acid, etc.]
    • Y10T436/143333Saccharide [e.g., DNA, etc.]
    • Y10T436/144444Glucose
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T436/00Chemistry: analytical and immunological testing
    • Y10T436/24Nuclear magnetic resonance, electron spin resonance or other spin effects or mass spectrometry

Definitions

  • the present invention relates to methods and computer program products for determining whether subjects are at risk for developing Type 2 diabetes and other insulin resistance disorders.
  • Type 2 diabetes sometimes referred to as adult-onset or non-insulin dependent diabetes mellitus (NIDDM) affects approximately 15 million people in the United States alone. Additionally, approximately 21 million Americans have impaired glucose tolerance or "borderline diabetes" (characterized by high blood sugar levels not high enough to be considered diabetic). Both Type 2 diabetes and borderline diabetes are related to insulin resistance, a condition where the body fails to respond normally to insulin. Insulin resistance is associated with other health problems, including high blood pressure and heart disease. If unchecked, insulin resistance may actually develop into Type 2 diabetes. Type 2 diabetes is associated with a two- to fourfold excess risk of coronary heart disease, and diabetic patients are at an increased risk for morbidity and mortality associated with cardiovascular disease.
  • NIDDM non-insulin dependent diabetes mellitus
  • Type 2 diabetes has been traditionally diagnosed by the detection of elevated levels of glucose (sugar) in the blood (hyperglycemia). While hyperglycemia is a strong indicator of diabetes, it is a very late stage development in the chain of events that lead from insulin resistance to full-blown diabetes. Accordingly, it would be desirable to have a way of identifying whether or not a subject is at risk for developing Type 2 diabetes (i.e., is predisposed to the condition) prior to the development of the classic symptoms, such as hyperglycemia. Earlier detection of indicators of the disease (e.g., detection of an increase in glucose levels prior to the levels reaching an elevation high enough to be considered hyperglycemia) may lead to more effective treatment of the disease, if not actual prevention of the onset of the disease.
  • CVD coronary heart disease
  • TC total serum cholesterol
  • TG plasma triglyceride levels
  • LDL low density lipoprotein
  • HDL high-density lipoprotein
  • VLDL very low-density lipoprotein
  • the major lipoprotein constituents may be further subdivided into subclasses based on further refinement of particle densities.
  • a subclass of lipoprotein particles comprises particles which have common physical properties, such as density. Subclasses distinguished upon density may be considered as a subclass of the class of lipoprotein which contains particles of the subclasses' density.
  • U.S. Patent No. 4,933,844 to Otvos describes the use of proton nuclear magnetic resonance (1H NMR) spectroscopy to analyze blood plasma and determine the concentration of the major lipoprotein constituents in a blood plasma sample.
  • U.S. Patent No. 5,343,389 to Otvos describes the use of 1H NMR spectroscopy to analyze blood plasma or blood serum for concentrations of lipoprotein subclasses.
  • the methods described in these patents rely on the fact that H NMR spectra of human blood plasma contain two prominent peaks centered at approximately 1.2 and 0.8 ppm (relative to a chemical shift standard). These peaks arise from methylene (CH ) and methyl (CH 3 ) protons, respectively, of plasma lipids.
  • Each of these peaks is heterogeneous in nature, consisting of overlapping resonances from protons of the several chemically distinct classes of lipids present in plasma: triglycerides; cholesterol; cholesterol esters; and phospholipids. These lipids are packaged together into the three major classes of lipoprotein particles described above, which differ in density and in the proportions of lipids which they contain.
  • the heterogeneity of these plasma signals is reflected by their complex lineshapes, which vary from person to person owing to variations of the plasma concentrations of the different lipoprotein particles, each of which has its own characteristically different NMR spectral properties.
  • lipoprotein subclasses of the major lipoprotein classes or constituents exhibit NMR- measurable properties that are distinct from other subclasses.
  • the NMR properties of one subclass may be distinct in a number of ways, such as chemical shift or lineshape variations, which make the subclass distinguishable from other subclasses.
  • blood glucose levels blood glucose levels
  • the sensitivity of the NMR-based blood glucose test performed in conjunction with an NMR-based blood lipoprotein test provides an earlier detection of risk for developing Type 2 diabetes.
  • a moderately elevated blood glucose level in the absence of other indicators of risk for developing the disease may not be sufficient to alert a health care provider or a patient that an increased risk of developing the disorder is present.
  • a moderately elevated blood glucose level, as detected by the NMR-based methods of the present invention, in conjunction with the presence of other risk factors identified by the NMR-based blood lipoprotein analysis of the present invention enables a practitioner to determine the risk of developing disorder prior to the onset of the full-blown disease.
  • a first aspect of the present invention is a method of determining if a subject is at risk of developing Type 2 diabetes by analyzing a blood sample collected from the subject with NMR spectral analysis.
  • a blood sample such as blood plasma or blood serum, is collected from a subject.
  • the subject may be a subject that is suspected of being at risk of developing Type 2 diabetes, or may be a subject undergoing a lipoprotein analysis for any other reason (e.g., as a standard screening for cardiovascular disease).
  • the subject may be exhibiting symptoms of Type 2 diabetes, but may alternatively be asymptomatic.
  • the blood sample is then analyzed by NMR spectral analysis.
  • This NMR-based analysis includes determining a lipoprotein specific constituent identified as being an independently predictive risk factor (in isolation of the other constituent values) and determining a risk associated with a combination of certain of the constituent measurement values.
  • the combination method identifies whether the patient's results provide a positive match with key NMR-measured factors.
  • One factor is the determination of the presence of diabetic dyslipidemia (i.e., a clustering of predetermined moderate, borderline, or positive NMR lipoprotein subclass or constituent-based risk values).
  • An additional factor is the detection of at least a moderately elevated NMR- measured glucose level.
  • this type of risk analysis allows for a determination of blood glucose levels prior to an increase in blood glucose levels sufficient to qualify as hyperglycemia (i.e., a moderately elevated blood glucose level that is potentially indicative of Type 2 diabetes can be detected).
  • Another aspect of the present invention is directed to a method for assessing a patient's risk of developing Type 2 diabetes based on NMR-measured lipoprotein-based information.
  • the method includes generating NMR-based lipoprotein measurement values for a patient's blood plasma or serum sample.
  • the NMR-based lipoprotein measurement values comprise at least one lipoprotein constituent value, but preferably comprise a plurality of lipoprotein constituent values.
  • the method also includes generating an NMR- based glucose concentration measurement value for a patient's blood serum or blood plasma sample.
  • the plurality of NMR-based lipoprotein constituent values are compared to predetermined test criteria to determine the presence of diabetic dyslipidemia.
  • the NMR-based glucose concentration measurement value is compared to a predetermined test criteria to determine the presence of an increased risk for Type 2 diabetes.
  • a patient's risk of Type 2 diabetes may be assessed based on the presence (or absence) of diabetic dyslipidemia, and on the presence or absence of at least moderately elevated glucose levels.
  • the NMR-based lipoprotein constituent measured values include the values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride.
  • An additional aspect of the present invention is an NMR-based method for measuring the glucose concentration of blood.
  • an NMR reference data spectrum corresponding to glucose in a reference blood plasma or serum sample or specimen is acquired and stored in computer memory.
  • a reference coefficient is assigned to one glucose signal or group of glucose signals ("reference glucose lineshape") in the reference spectrum, the value of which is based on the glucose concentration of that reference specimen determined by an independent chemical glucose measurement.
  • An NMR spectrum of a patient's blood plasma or serum specimen is acquired at some later time under measurement conditions (substantially) identical to those used to obtain the glucose reference spectrum and stored in computer memory.
  • the reference glucose lineshape is compared with the same glucose signal or group of signals in the patient spectrum ("patient glucose lineshape").
  • a calculation is then performed which determines the scaling factor needed to adjust the amplitude of the reference glucose lineshape to give the best match with the patient glucose lineshape. This scaling factor is multiplied by the reference coefficient to give the concentration of glucose in the patient blood plasma or serum specimen.
  • a further aspect of the present invention is a computer program product for personalized NMR-based risk assessment for Type 2 diabetes.
  • the computer program product comprises a computer readable storage medium having computer readable program code means embodied in the medium.
  • the computer-readable program code means comprising computer readable program code means for generating NMR-based lipoprotein measurement values and NMR-based glucose measurement values for a patient's blood sample, the lipoprotein measurement values including at least one subclass variable value.
  • the computer program product also includes computer readable program code means for comparing the at least one patient lipoprotein subclass variable value with predetermined test criteria for determining whether the at least one subclass variable value is associated with a higher or lower risk of developing Type 2 diabetes and computer readable program code means for identifying, for the at least one measured subclass variable value, the corresponding risk level associated with Type 2 diabetes.
  • the computer program product also includes computer readable program code means for providing a risk analysis portion positioned adjacent to the measured lipoprotein values, the risk analysis portion displaying information corresponding to higher and lower risk for Type 2 diabetes. The measured value is visually enhanced in the risk analysis portion to indicate visually the level of risk associated therewith, thereby providing a contemporaneous reference guideline for interpretation of the measured value.
  • the computer program product additionally includes computer readable program code means for comparing a plurality of the NMR-based lipoprotein measurement values to predetermined test criteria to determine the presence of diabetic dyslipidemia.
  • the computer program product also preferably includes computer readable program code means for comparing NMR-based glucose measurement values to predetermined test criteria to determine the presence of elevated blood glucose levels.
  • the NMR-based lipoprotein values include the subclass values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride
  • the computer program product further comprises computer readable program code means for presenting the lipoprotein measurement values such that each of the lipoprotein measurement values is substantially aligned.
  • the NMR-measured values include: (a) the LDL size and the concentrations of LDL particles, large HDL cholesterol, and large VLDL triglyceride; and (b) the measured blood glucose level.
  • the present invention is advantageous because the method described above can accurately and reliably indicate whether a subject is at risk of developing Type 2 diabetes or another insulin resistance disorder, such as insulin resistance syndrome.
  • the method provides advantages over the conventional testing methods for Type 2 diabetes and other insulin resistance disorders in that it can provide an indication of increased risk for the disease prior to the development of symptoms of the disease, such as a blood glucose level high enough to be considered hyperglycemia. By the time these symptoms can be detected with conventional methods, the disorder of Type 2 diabetes (or other insulin resistance disorder) has already progressed to an advanced stage.
  • the NMR-based methods of the present invention can indicate increased risk of developing Type 2 diabetes earlier in the development of disease (i.e., prior to symptom development) because (1) risk factors assessed by the NMR-based lipoprotein analysis provide early indication of disease; and (2) the NMR-based glucose analysis provides for determination of increased glucose levels that are sub-hyperglycemic.
  • the detection of sub-hyperglycemic glucose levels in the absence of other indicators of risk for developing Type 2 diabetes may not be sufficient to alert the health care provider of a patient that the patient is at risk of developing the disorder.
  • the detection of a sub-hyperglycemic glucose level, made concurrently with the detection of other indicators of risk, however, may allow the health care provider the opportunity for intervention prior to the development of the symptoms of Type 2 diabetes (i.e., hyperglycemic blood glucose levels).
  • the present invention thus facilitates early detection of risk for developing Type 2 diabetes in that an NMR-based test for blood glucose levels may be routinely performed concurrently with an NMR-based test or screen for widely ordered tests typically used to assess coronary heart disease-based (CHD-based) blood lipoprotein values, thus avoiding the additional expense and inconvenience of multiple testing events.
  • the routine screening for those at risk for developing Type 2 diabetes can advantageously facilitate a reduction in the number of individuals advancing into the full-blown disease, thereby providing earlier intervention and potential prevention of the progression into the incurable phase of the disease.
  • the early detection of the disposition for the disorder provided by the present invention thus allows subjects diagnosed as being at risk to begin appropriate treatment or lifestyle changes at an earlier point in time.
  • This early detection is advantageous in that it may lessen the severity of the disease as it progresses, if not actually prevent the onset of the disease.
  • the method of the present invention may also advantageously be incorporated into standard lipoprotein screenings for, e.g., cardiovascular disease.
  • additional aspects of the present invention include methods for determining whether a subject is at risk for developing insulin resistance syndrome (also referred to as Syndrome X). Further aspects of the present invention include methods for determining whether a subject is already suffering from insulin resistance syndrome or another disorder of insulin resistance.
  • a blood sample is collected from a subject and analyzed by NMR lineshape spectral analysis as described above.
  • NMR-based lipoprotein values such as the subclass values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride are measured and compared with predetermined test criteria. The satisfaction of specific test criteria for the relationships between the reference parameters and the measured parameters indicates that the subjects are at risk of developing insulin resistance syndrome, or are in fact suffering from insulin resistance syndrome.
  • An additional aspect of the invention is a method of evaluating the efficacy of treatment of a subject undergoing treatment for Type 2 diabetes or another insulin resistance disorder.
  • a baseline profile of at least one lipoprotein subclass of the subject undergoing treatment for Type 2 diabetes or another insulin resistance disorder is obtained. This profile is obtained by collecting a blood sample from the subject and analyzing the sample by NMR spectral analysis as described above. This baseline profile may be obtained before the subject has actually commenced treatment for the insulin resistance disorder, or may be obtained after the treatment has begun.
  • a second profile of at least one lipoprotein subclass of the patient undergoing treatment for Type 2 diabetes or another insulin resistance disorder is obtained at a time later than the baseline profile. The second profile is obtained in essentially the same manner as the baseline profile, described above. The baseline profile and the second profile are then compared. The difference between the baseline profile and the second profile provides an indication of the efficacy of treatment for Type 2 diabetes or other disorder of insulin resistance in the subject.
  • Fi ure 1 is an NMR spectrum of blood plasma, with the two regions containing signals arising from the protons of blood glucose indicated.
  • Figure 2 is a partial NMR spectrum of blood plasma particularly highlighting the two regions containing signals produced by the protons of blood glucose.
  • Figures 3A-3B together make up a flow chart of a computer program for determining the concentration of glucose in a blood serum or blood plasma sample according to the present invention.
  • Figure 4 is an illustration of a summary report setting forth a patient's risk for developing Type 2 diabetes according to the present invention.
  • FIG. 5 is an illustration of a heart disease summary report according to one embodiment of the present invention which may be included in or provided separate from the diabetes risk summary report of Figure 4.
  • Figure 6 is a flowchart of a method for performing the method of the present invention. Detailed Description of the Invention
  • Suitable subjects include, but are not limited to, mammalian and avian subjects; preferably, mammalian subjects; more preferably human, monkeys, pigs, cattle, dogs, horses, cats, sheep, mice, rats, guinea pigs, rabbits, and goats, and are most preferably human subjects.
  • Type 2 diabetes also and interchangeably referred to as “non-insulin dependent diabetes mellitus (NIDDM),” refers to the disorder characterized by cellular resistance to insulin and/or secretion of less insulin than is necessary to keep blood glucose levels in balance.
  • Type 1 diabetes in contrast, refers to a disorder characterized by the destruction of insulin producing beta cells in the pancreas by an autoimmune reaction.
  • the methods of the present invention are useful in the diagnosis of disorders of insulin resistance. Insulin resistance means the failure of the body to respond normally to insulin. Insulin resistance is often a precursor to Type 2 diabetes.
  • Insulin resistance syndrome or “Syndrome X” refers to a set of medical conditions related to insulin resistance in which high blood sugar levels stimulate the production of insulin. When a subject is unable to normally process excess insulin, insulin levels rise. Eventually, the subject has high blood sugar levels (hyperglycemia) and high insulin levels (hyperinsulemia). Under these conditions, insulin loses its ability to control fat metabolism, and excessive fats enter the bloodstream (hyperlipidemia). Hyperlipidemia contributes to high blood pressure, heart disease and stroke. Other disorders of insulin resistance, include, but are not limited to, dyslipidemia, (including diabetic dyslipidemia) and fullblown Type 2 diabetes, juvenile diabetes and gestational diabetes.
  • the methods of the present invention also find use in determining if a subject is at risk for developing Type 2 diabetes (i.e., is predisposed to developing Type 2 diabetes).
  • a subject at risk for developing Type 2 diabetes is any individual who is believed to be at a higher risk than the general population for developing Type 2 diabetes.
  • a blood sample is collected from a subject.
  • the subject may be suspected of being at risk for developing Type 2 diabetes, or may be suspected of currently suffering from a disorder of insulin resistance.
  • the subject may be undergoing a lipoprotein profile screening for reasons other than suspicion of being at risk for Type 2 diabetes or other insulin resistance disorder (such as screening for coronary heart disease).
  • the blood sample may be collected according to known techniques, and may be a blood plasma sample, or a blood serum sample.
  • the blood sample is then analyzed by NMR spectral analysis, as defined herein, wherein at least one value of at least one lipoprotein constituent is measured.
  • the methods of the instant invention can be routinely included in a standard overall lipoprotein profile analysis protocol for any individual undergoing a lipoprotein profile. Indeed, the methods of the instant invention can be conveniently and quickly automatically run on all lipoprotein profile tests and thereby cost-effectively provide risk information, even while a patient is without symptoms. No additional blood samples are required beyond the standard cholesterol sample and the individual need not be exposed to the relatively time - consuming extended glucose tests. Such a quick and routine test can potentially allow increased numbers of now readily identifiable at-risk patients to undergo drug therapy or lifestyle changes to prevent the onset of insulin resistance disorders.
  • lipoprotein constituent values examples include, but are not limited to, the concentration of the lipoprotein constituents and subclasses in the blood sample, and the average particle size of the lipoprotein subclass.
  • lipoprotein constituent examples include, but are not limited to, the concentration of the lipoprotein constituents and subclasses in the blood sample, and the average particle size of the lipoprotein subclass.
  • lipoprotein constituent examples include, but are not limited to, the concentration of the lipoprotein constituents and subclasses in the blood sample, and the average particle size of the lipoprotein subclass.
  • lipoprotein constituent lipoprotein constituent
  • lipoprotein class lipoprotein class
  • major lipoprotein class are used interchangeably herein. Values of any known lipoprotein constituent (VLDL, HDL, LDL, and chylomicrons) and subclasses of selected constituents may be measured.
  • Lipoprotein subclasses that may be measured are chylomicrons, the six subclasses of very low density lipoprotein (VLDL), which are VI, V2, V3, V4, V5, and V6; IDL; the three subclasses of low density lipoprotein (LDL), which are LI, L2 and L3; and the five subclasses of high density cholesterol (HDL), which are HI, H2, H3, H4, and H5.
  • VLDL very low density lipoprotein
  • LDL low density lipoprotein
  • HDL high density cholesterol
  • a lower number indicates a smaller particle size.
  • at least one value of any one of the lipoprotein subclasses may be measured.
  • the value of a plurality of the lipoprotein subclasses will be measured.
  • the methods of the present invention employ the measurement of at least one value of at least three of the lipoprotein subclasses.
  • NMR spectral analysis means using proton ( ! H) nuclear magnetic resonance spectroscopy techniques to measure the lipoprotein classes and subclasses present in blood plasma or blood serum, or to measure the concentration or "level” of glucose present in blood plasma or blood serum as described herein.
  • Measuring a lipoprotein class or subclass refers to determining a parameter of the lipoprotein class or subclass, such as the concentration of the lipoprotein class or subclass or the average particle size thereof.
  • the method includes acquiring proton NMR data from a sample of blood plasma or serum, processing the acquired NMR data to produce a chemical shift spectrum, and deconvoluting the spectrum in terms of the reference spectra of subclasses of the major classes of lipoprotein to give the concentration of each of the lipoprotein constituents and the distribution of subclasses of the constituents.
  • the method also includes acquiring proton NMR data from a sample of blood plasma or serum, processing the acquired NMR data to produce a chemical shift spectrum, and deconvoluting the spectrum in terms of the reference spectrum of glucose to give the concentration of glucose in the blood serum or blood plasma sample.
  • the concentrations of the lipoprotein classes and/or subclasses are determined by acquiring reference spectra of individual lipoprotein classes and/or subclasses.
  • the reference spectra are then stored, such as in a computer program, to provide a reference basis for evaluating additional blood samples or serum samples.
  • the NMR spectroscopy-derived spectra associated with the individual lipoprotein classes and subclasses are substantially invariant across the population.
  • the NMR reference spectra (lineshapes and amplitudes) of individual lipoprotein constituents can be used as a "key” to "deconvolute” the composite signal associated with an individual's whole blood plasma (or blood serum). In this way, a single reference set can be used as a basis to determine the lipoprotein profile of other blood samples (when taken at a substantially constant temperature and magnetic field).
  • one embodiment of the present invention assigns a scalable coefficient to the individual reference constituent standards and takes the sums of the scalable (weighted) individual constituent parameters.
  • An NMR spectroscopy analysis is generated for a desired blood plasma or serum specimen (taken at the same magnetic filed strength and temperatures used for the reference spectra) to provide an actual (measured) composite blood plasma spectra signal.
  • the preferred method of the present invention then manipulates the scalable reference spectra until the sum of the scalable coefficients substantially "fits" the composite signal value.
  • the value of the scalable coefficient is then used to determine the actual concentration values for the lipoprotein constituents in the blood plasma sample of that individual.
  • the preferred NMR spectroscopy analysis can (relatively quickly) extract from the 1H NMR spectrum the concentrations of the three major lipoprotein classes (VLDL, LDL, and HDL) of a plasma sample as well as a multiplicity of subclass information.
  • the NMR spectroscopy method preferably identifies and uses four individual constituents (VLDL, LDL, HDL, and proteins) of a reference blood sample to deconvolute the lineshapes associated with the whole blood plasma lipids. Indeed, as noted in U.S. Patent No.
  • the NMR spectral analysis of the present invention may also be used to measure the parameters of other constituents of blood such as the concentration of triglycerides, protein, and chylomicrons in the blood sample.
  • the concentration of glucose in a blood sample of the present invention is determined using the 1H NMR techniques described herein.
  • the concentration of glucose in a blood sample of the invention is measured using NMR spectral analysis concurrently with the NMR-based measurement of lipoprotein values in the same blood sample.
  • the word “concurrently” means sufficiently close in time to be able to be performed during one NMR "run” or measurement event (that is, “concurrently” may be simultaneously, or it may be two or more events occurring within a short time period before or after each other, or it may be an NMR evaluation performed on the same sample, or samples taken from the patient in a single blood withdraw session, or samples taken from a single venipuncture once patency is established).
  • Patients with moderately elevated fasting glucose levels are at an increased risk of developing Type 2 diabetes, particularly if other indications of diabetic dyslipidemia are present.
  • the present method allows for the determination of the concentration of glucose in a sample of blood plasma by 1H NMR spectral analysis. This is done by comparing the 1H-NMR spectrum of the sample to the spectrum of a sample with a known glucose concentration. By comparing the difference in intensities of the sample spectra, the concentration of glucose in the spectrum can be calculated.
  • Figure 1 shows the proton NMR spectrum of blood plasma, with the two regions (region 1 and region 2) containing the signals produced by glucose indicated.
  • Figure 2 shows an expansion of the region of the blood plasma spectrum where glucose signals are observed, the two regions being specifically indicated as region 1 and region 2.
  • the peaks in region 1 in the range of 3.64-3.90 ppm can be used for glucose analysis according to the present invention.
  • the peaks in region 2 in the range of 3.29-3.54 ppm can be used for the glucose analysis of the present invention.
  • the combination of the peaks in region 1 and region 2 may be used for the quantitative determination of glucose according to the present invention.
  • the data points in the reference or standard spectrum and patient glucose sample spectra are aligned using a line- shape fitting process as described herein to find the "best fit," and the intensity of the standard spectrum is scaled to match the sample spectrum.
  • the glucose concentration of the standard is multiplied by the scaling factor used to match the sample lineshape to give the glucose concentration of the blood sample.
  • an NMR reference data spectrum corresponding to glucose in a reference blood plasma or serum sample or specimen is acquired and stored in computer memory.
  • a reference coefficient is assigned to one glucose signal or group of glucose signals ("reference glucose lineshape") in the reference spectrum, the value of which is based on the glucose concentration of that reference specimen determined by an independent chemical glucose measurement.
  • An NMR spectrum of a patient's blood plasma or serum specimen is acquired at some later time under measurement conditions (substantially) identical to those used to obtain the glucose reference spectrum and stored in computer memory. That is, for example, the NMR data spectrums are obtained under the same magnetic field strength and specimen temperature.
  • the reference glucose lineshape is compared with the same glucose signal or group of signals in the patient spectrum ("patient glucose lineshape").
  • a calculation is then performed which determines the scaling factor needed to adjust the amplitude of the reference glucose lineshape to give the best match with the patient glucose lineshape. This scaling factor is multiplied by the reference coefficient to give the concentration of glucose in the patient blood plasma or serum specimen.
  • Sglu means the concentration of glucose in the reference standard.
  • Cglu is the concentration of glucose in the patient sample.
  • J means data point in the patient spectrum to begin search for best least squares fit (increments as ICNT increments).
  • NDS means the number of data points to traverse sequentially in search for best least squares fit.
  • ICNT corresponds to the counter for sequential search, which begins at 1 and ends at NDS.
  • A(l), A(2), A(3) A(NDAT) indicates the array containing NDAT data points from the patient blood sample NMR spectrum.
  • ND indicates the number of data points in the reference standard glucose NMR spectrum.
  • G(l), G(2), G(3) . . . . A(ND) indicates the array containing data points from the standard glucose NMR spectrum.
  • E(l), E(2), E(3) . . . . A(ND) indicates the array containing data points from the patient blood sample NMR spectrum in selected NMR spectral region containing glucose resonances (i.e., from the same region as standard).
  • CHIJ represents the least squares variance for best fit to the sample region beginning with the Jth data point.
  • CJ represents the calculated coefficient multiplying the data points in the standard glucose array G( ) to give the best fit to the patient sample region beginning with the Jth data point.
  • CHIMIN represents the smallest least squares variance found in the spectral search (initialized as a large positive number to be replaced by first fit in search sequence).
  • CMLN represents the calculated coefficient multiplying the data points in the standard glucose array G( ) to give the best fit in the patient spectral region beginning at the data point for which CHIMIN is determined.
  • the first step is to set up a counter from 1 to NDS (the number of data points to traverse to find the best least squares fit).
  • the variable ICNT holds the loop counter.
  • the variable J is the actual data point to start fitting. J increments with ICNT.
  • the counter is compared to NDS to see if the routine should continue. If it should continue, the glucose region of the analyte spectrum is read in to the array variable E.
  • the scaling constant CJ is calculated for this alignment according to the equations set forth below. CHIJ is calculated for these scaling constant. CHIJ is compared to CHIMIN, the minimum ⁇ calculated so far. If CHIJ is lower than CHIMIN, then CHIMIN is set to CHIJ and the scaling constant for the lowest chi is retained in CMLN.
  • the concentration of glucose in the anlayte, Cglu is calculated by multiplying the scaling factor CMLN from the best alignment by the known concentration of glucose in the standard spectrum, Sglu.
  • the variables are provided as follows.
  • Ei is the intensity of the experimental spectrum at the ith data point.
  • Gj is the intensity of the standard glucose spectrum at the ith data point.
  • c is the factor that relates the intensity of the standard spectrum to the intensity of the experimental spectrum. Define ⁇ as following:
  • the program moves one data point at a time to get the minimum chi -> best
  • n number of data points. n
  • at least one NMR-measured value is compared to one or more predetermined test criteria. From this comparison, the risk of the patient for developing Type 2 diabetes may be assessed.
  • Predetermined test criteria may be based on suitable values or definitions of normal or standard values of lipoprotein constituents, such as population-based norms or other targeted based norms.
  • the population values are based on scientific results obtained from subjects in the Framingham Offspring Study. See Wilson et al., Impact of National Guidelines for Cholesterol Risk Factor Screening. The Framingham Offspring Study, JAMA, 1989; 262: 41- 44.
  • the NMR-based lipoprotein constituent or subclass values presently defined for the assessment of risk may change over time and more or alternate risk categories may be added.
  • the actual ranges or definitions associated with the risk category values of one or more of the lipid panels or subclass categories may change over time and the present invention is not intended to be limited thereto.
  • preferred predetermined test criteria include small LDL size (Pattern B), which is a hallmark of the "diabetic lipoprotein phenotype" and confers approximately a two-fold higher risk compared to the large LDL trait (Pattern A).
  • small LDL particles may be inherently more diabetogenic than large LDL.
  • Low levels of large HDL e.g., ⁇ 29 mg/dL, a value corresponding to the 50 th percentile of the population
  • may be a positive risk factor as only larger HDL subclass particles appear to protect against diabetes ⁇ whereas small HDL may even be diabetogenic. Therefore, large HDL, rather than total HDL cholesterol, may be a more sensitive risk factor.
  • VLDL particles e.g., >26 mg/dL, a value corresponding to the 75 th percentile of the population
  • High concentrations of large VLDL in fasting plasma may be a marker for delayed chylomicron clearance (postprandial lipemia).
  • the patient may be considered to have diabetic dyslipidemia, a metabolic predisposition defined as a clustering of the lipoprotein subclass abnormalities set forth above. Such patients are considered to be at increased risk of developing Type 2 diabetes.
  • the glucose level measured is preferably a fasting blood glucose level, and is generally expressed in units of mg/dL.
  • a desirable fasting glucose level is a value of less than about 90 mg/dL; a moderately elevated level of blood glucose is in the range of about 90-125 mg/dL; an elevated (i.e., diabetic or hyperglycemic) level is a glucose level over about 125 mg/dL.
  • Patients with even moderately elevated fasting glucose levels are at an increased risk for developing Type 2 diabetes, particularly when they also have diabetic dyslipidemia as defined above.
  • At least one value of at least one lipoprotein constituent and preferably a value for plurality of lipoprotein constituents is determined for a blood sample in order to assess the subject's risk of developing diabetes.
  • the measured values of each lipoprotein constituent may be compiled into a profile of lipoprotein constituent values for that sample.
  • the profile may, for example, illustrate a distribution of concentrations of lipoprotein subclasses for that sample.
  • the fasting glucose concentration present in the blood sample as determined by the methods herein described, may also be included in the profile.
  • the profile of NMR- measured values may be expressed graphically in a report in order to facilitate the visual comparison of a distribution of measured values with a distribution of standard test criteria.
  • Figure 4 An example of such a report is shown in Figure 4.
  • the report is generated and presented essentially according to the method of generating reports set forth in co-assigned and co-pending U.S. Application Serial No. 09/258,740, the disclosure of which is incorporated herein in its entirety.
  • Figure 5 illustrates an additional report that may be generated during the performance of the NMR-based lipoprotein analysis; the generation of this report is also described in U.S. Application Serial No. 09/258,740.
  • the report set forth in Figure 5 may optionally be generated or prepared during the preparation of a report as shown in Figure 4.
  • Other lifestyle and genetic information can also be acquired and factored into the risk assessment analysis.
  • weight, age, and family history of diabetes can all be assigned risk values which can be factored (separately or with) into the blood lipoprotein based analysis.
  • a subject may have a borderline blood test risk assessment, but may be identified as being "at-risk” (i.e., for developing Type 2 diabetes) by the increased risk values attributed to one or more of familial, genetic, or lifestyle information. This information may then identify the subject for corrective action (drug therapy, exercise, weight loss or diet changes) and or place the subject on a timed monitoring schedule.
  • a subject with a borderline blood test risk assessment may be identified as being not at risk for developing Type 2 diabetes (or other insulin resistance disorder) if increased risk values attributed to genetic or lifestyle information are not present.
  • a blood sample is collected from a subject who is undergoing treatment for Type 2 diabetes or another disorder of insulin resistance.
  • the subject may be an individual who has not yet begun such treatment, but will be undergoing the treatment in the future.
  • a baseline profile of at least one parameter of at least one lipoprotein subclass is then obtained, by analyzing the blood sample by NMR spectral analysis as described herein.
  • blood is again collected from the subject, and a second profile of the lipoprotein subclass parameters that were measured in the baseline profile is then obtained by NMR spectral analysis, as described herein.
  • the second profile is compared to the baseline profile.
  • a significant difference between the second profile and the baseline profile provides an indication of the efficacy of treatment.
  • Figure 6 illustrates a flow chart of methods, apparatus (systems) and computer program products according to the invention. It will be understood that each block of the flowchart illustration, and combinations of blocks in the flowchart illustrations, can be implemented by computer program instructions. These computer program instructions may be loaded onto a computer or other programmable data processing apparatus to produce a machine, such that the instructions which execute on the computer or other programmable data processing apparatus create means for implementing the functions specified in the flowchart block or blocks. These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing apparatus to function in a particular manner, such that the instructions stored in the computer-readable memory produce an article of manufacture including instruction means which implement the function specified in the flowchart block or blocks.
  • the computer program instructions may also be loaded onto a computer or other programmable data processing apparatus to cause a series of operational steps to be performed on the computer or other programmable apparatus to produce computer implemented process such that the instructions which execute on the computer or other programmable apparatus provide steps for implementing the functions specified in the flowchart block or blocks.
  • blocks of the flowchart illustrations support combinations of means for performing the specified functions and program instruction means for performing the specified functions. It will also be understood that each block of the flowchart illustrations, and combinations of blocks in the flowchart illustrations, can be implemented by special purpose hardware-based computer systems which perform the specified functions or steps, or combinations of special purpose hardware and computer instructions.
  • a blood plasma or blood serum sample (Block 600) is analyzed using NMR spectral analysis.
  • NMR-derived lipoprotein values are obtained (Block 610) using the NMR techniques described herein.
  • an NMR spectral analysis is performed on a blood plasma sample and the lipoprotein values measured include selected subclass values.
  • the NMR-derived lipoprotein value is compared to predetermined test criteria (Block 620) to determine whether the value is associated with an increased risk of developing Type 2 diabetes (Block 630).
  • the test criteria employed for the lipoprotein results correspond to a defined level of risk (low to high) of developing Type 2 diabetes.
  • the predetermined test criteria are based on scientific target "norms" or population based norms associated with higher or lower risks of Type 2 diabetes. These values may change over time or can be alternately identified for patients with increased secondary risk factors.
  • the blood plasma or blood serum sample of Block 600 may also and optionally and preferably can be used to obtain a NMR-derived glucose value (/. e. , concentration of glucose in the sample) (Block 640). Once obtained, the NMR- derived glucose value is compared to predetermined test criteria (Block 650) to determine whether the value is associated with an increased risk of developing Type 2 diabetes (Block 660).
  • the NMR-derived glucose value may be obtained concurrently with the NMR-derived lipoprotein value ( . e. , the NMR spectral analysis for determining both the glucose value and the lipoprotein values may be performed on the same blood serum or blood plasma sample at the same time or within a short time period of the other).
  • a report presenting the results of the analysis of the NMR-derived glucose and NMR-derived lipoprotein constituent values may be generated (Block 670).
  • This report may contain, e.g., the NMR-measured values themselves, the risk assessment itself, or any other presentation of information determined or obtained during the Type 2 diabetes risk assessment.

Abstract

Methods for assessing the risk of developing Type 2 diabetes and other related disorders include obtaining an NMR derived reference spectrum for a known glucose concentration sample and storing this information as a reference standard. A patient blood sample is collected and NRM derived patient spectrums for the blood sample are obtained. The two NMR data sets (the reference and the patient) are compared and a glucose concentration is determined for the patient sample. The glucose concentration can be evaluated with a blood sample undergoing lipoprotein cholesterol evaluation. The NMR based test can be used to concurrently provide a glucose concentration and lipoprotein constituent values based on a single testing event. The disclosure also includes a multi-purpose test, i.e., a test which concurrently provides lipoprotein screening and coronary heart disease risk evaluation along with a diabetes screening and risk assessment for developing Type 2 diabetes. A method for assessing diabetes includes identifying the presence of diabetic dyslipidemia based on the values of predetermined NMR measured lipoprotein constituents.

Description

NMR-METHOD FOR DETERMINING THE RISK OF DEVELOPING TYPE 2 DIABETES
Field of the Invention
The present invention relates to methods and computer program products for determining whether subjects are at risk for developing Type 2 diabetes and other insulin resistance disorders.
Background of the Invention Type 2 diabetes, sometimes referred to as adult-onset or non-insulin dependent diabetes mellitus (NIDDM), affects approximately 15 million people in the United States alone. Additionally, approximately 21 million Americans have impaired glucose tolerance or "borderline diabetes" (characterized by high blood sugar levels not high enough to be considered diabetic). Both Type 2 diabetes and borderline diabetes are related to insulin resistance, a condition where the body fails to respond normally to insulin. Insulin resistance is associated with other health problems, including high blood pressure and heart disease. If unchecked, insulin resistance may actually develop into Type 2 diabetes. Type 2 diabetes is associated with a two- to fourfold excess risk of coronary heart disease, and diabetic patients are at an increased risk for morbidity and mortality associated with cardiovascular disease.
Type 2 diabetes has been traditionally diagnosed by the detection of elevated levels of glucose (sugar) in the blood (hyperglycemia). While hyperglycemia is a strong indicator of diabetes, it is a very late stage development in the chain of events that lead from insulin resistance to full-blown diabetes. Accordingly, it would be desirable to have a way of identifying whether or not a subject is at risk for developing Type 2 diabetes (i.e., is predisposed to the condition) prior to the development of the classic symptoms, such as hyperglycemia. Earlier detection of indicators of the disease (e.g., detection of an increase in glucose levels prior to the levels reaching an elevation high enough to be considered hyperglycemia) may lead to more effective treatment of the disease, if not actual prevention of the onset of the disease.
The diagnosis of cardiovascular disorders such as coronary heart disease (CHD) is routinely accomplished by the measurement and analysis of blood cholesterol levels of subjects suspected of having such disorders. In such analyses, total serum cholesterol (TC) is measured, as well as plasma triglyceride levels (TG). Additionally, levels of the major lipoprotein constituents or classes of cholesterol are often measured. These major lipoprotein constituents include low density lipoprotein (LDL), high-density lipoprotein (HDL), and very low-density lipoprotein (VLDL). The major lipoprotein constituents may be further subdivided into subclasses based on further refinement of particle densities. Krauss et al, J Lipid Research 23, 97-104 (1982); Atger et al., Clinical Chemistry 37, 1149-1152 (1991). A subclass of lipoprotein particles comprises particles which have common physical properties, such as density. Subclasses distinguished upon density may be considered as a subclass of the class of lipoprotein which contains particles of the subclasses' density.
U.S. Patent No. 4,933,844 to Otvos describes the use of proton nuclear magnetic resonance (1H NMR) spectroscopy to analyze blood plasma and determine the concentration of the major lipoprotein constituents in a blood plasma sample. U.S. Patent No. 5,343,389 to Otvos describes the use of 1H NMR spectroscopy to analyze blood plasma or blood serum for concentrations of lipoprotein subclasses. The methods described in these patents rely on the fact that H NMR spectra of human blood plasma contain two prominent peaks centered at approximately 1.2 and 0.8 ppm (relative to a chemical shift standard). These peaks arise from methylene (CH ) and methyl (CH3) protons, respectively, of plasma lipids. Each of these peaks is heterogeneous in nature, consisting of overlapping resonances from protons of the several chemically distinct classes of lipids present in plasma: triglycerides; cholesterol; cholesterol esters; and phospholipids. These lipids are packaged together into the three major classes of lipoprotein particles described above, which differ in density and in the proportions of lipids which they contain. The heterogeneity of these plasma signals is reflected by their complex lineshapes, which vary from person to person owing to variations of the plasma concentrations of the different lipoprotein particles, each of which has its own characteristically different NMR spectral properties. Additionally, lipoprotein subclasses of the major lipoprotein classes or constituents exhibit NMR- measurable properties that are distinct from other subclasses. The NMR properties of one subclass may be distinct in a number of ways, such as chemical shift or lineshape variations, which make the subclass distinguishable from other subclasses.
Objects and Summary of the Invention
In view of the foregoing, it is an object of the present invention to provide a more reliable method for determining if a subject is at risk for developing Type 2 diabetes.
It is another object of the present invention to provide a more accurate and/or reliable method for determining if a subject is at risk for developing insulin resistance syndrome.
It is another object of the present invention to provide an improved method for determining if a subject is suffering from insulin resistance syndrome.
It is still another object of the present invention to provide an improved method for evaluating the efficacy of treatment of a subject suffering from Type 2 diabetes.
It is additionally another object of the invention to provide a method of determining the glucose concentration in a blood plasma or blood serum sample
("blood glucose levels"), and further to be able to determine blood glucose levels at sub-hyperglycemic levels.
In order to minimize the necessity of performing numerous, expensive and duplicative tests for determining risk for Type 2 diabetes and disorders of insulin resistance, it is still another object of the invention to provide a method of determining the glucose concentration in a blood plasma or blood serum sample concurrently with determining other lipid-based risk factors for Type 2 diabetes or disorders of insulin resistance.
It is an additional object of the present invention to provide an economical way of screening a subject's blood plasma sample to determine the subject's risk of developing Type 2 diabetes.
It is yet another object of the present invention to provide a computer program product for determining whether a subject is at risk for developing Type 2 diabetes. These and other objects of the present invention are provided by a method for identifying a patient with an increased risk of developing Type 2 diabetes by analyzing the patient's NMR lipoprotein constituent measurements. Additionally, the risk of the patient developing Type 2 diabetes may further be determined by analyzing the patient's blood glucose levels with NMR spectral analysis. The ability to analyze a patient's blood glucose levels by NMR analysis provides several advantages in that it allows for a blood glucose measurement to be taken concurrently with a patient's lipoprotein constituent measurements, thus avoiding the need for multiple testing events for determining risk for Type 2 diabetes. Additionally, the sensitivity of the NMR-based blood glucose test performed in conjunction with an NMR-based blood lipoprotein test provides an earlier detection of risk for developing Type 2 diabetes. A moderately elevated blood glucose level in the absence of other indicators of risk for developing the disease may not be sufficient to alert a health care provider or a patient that an increased risk of developing the disorder is present. However, a moderately elevated blood glucose level, as detected by the NMR-based methods of the present invention, in conjunction with the presence of other risk factors identified by the NMR-based blood lipoprotein analysis of the present invention, enables a practitioner to determine the risk of developing disorder prior to the onset of the full-blown disease.
In particular, a first aspect of the present invention is a method of determining if a subject is at risk of developing Type 2 diabetes by analyzing a blood sample collected from the subject with NMR spectral analysis. A blood sample, such as blood plasma or blood serum, is collected from a subject. The subject may be a subject that is suspected of being at risk of developing Type 2 diabetes, or may be a subject undergoing a lipoprotein analysis for any other reason (e.g., as a standard screening for cardiovascular disease). The subject may be exhibiting symptoms of Type 2 diabetes, but may alternatively be asymptomatic. The blood sample is then analyzed by NMR spectral analysis. This NMR-based analysis includes determining a lipoprotein specific constituent identified as being an independently predictive risk factor (in isolation of the other constituent values) and determining a risk associated with a combination of certain of the constituent measurement values. Preferably, the combination method identifies whether the patient's results provide a positive match with key NMR-measured factors. One factor is the determination of the presence of diabetic dyslipidemia (i.e., a clustering of predetermined moderate, borderline, or positive NMR lipoprotein subclass or constituent-based risk values). An additional factor is the detection of at least a moderately elevated NMR- measured glucose level. Advantageously, this type of risk analysis allows for a determination of blood glucose levels prior to an increase in blood glucose levels sufficient to qualify as hyperglycemia (i.e., a moderately elevated blood glucose level that is potentially indicative of Type 2 diabetes can be detected).
Another aspect of the present invention is directed to a method for assessing a patient's risk of developing Type 2 diabetes based on NMR-measured lipoprotein-based information. The method includes generating NMR-based lipoprotein measurement values for a patient's blood plasma or serum sample. The NMR-based lipoprotein measurement values comprise at least one lipoprotein constituent value, but preferably comprise a plurality of lipoprotein constituent values. In a preferred embodiment, the method also includes generating an NMR- based glucose concentration measurement value for a patient's blood serum or blood plasma sample. The plurality of NMR-based lipoprotein constituent values are compared to predetermined test criteria to determine the presence of diabetic dyslipidemia. The NMR-based glucose concentration measurement value is compared to a predetermined test criteria to determine the presence of an increased risk for Type 2 diabetes. A patient's risk of Type 2 diabetes may be assessed based on the presence (or absence) of diabetic dyslipidemia, and on the presence or absence of at least moderately elevated glucose levels.
In a preferred embodiment, the NMR-based lipoprotein constituent measured values include the values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride.
An additional aspect of the present invention is an NMR-based method for measuring the glucose concentration of blood. In this method, an NMR reference data spectrum corresponding to glucose in a reference blood plasma or serum sample or specimen is acquired and stored in computer memory. A reference coefficient is assigned to one glucose signal or group of glucose signals ("reference glucose lineshape") in the reference spectrum, the value of which is based on the glucose concentration of that reference specimen determined by an independent chemical glucose measurement. An NMR spectrum of a patient's blood plasma or serum specimen is acquired at some later time under measurement conditions (substantially) identical to those used to obtain the glucose reference spectrum and stored in computer memory. The reference glucose lineshape is compared with the same glucose signal or group of signals in the patient spectrum ("patient glucose lineshape"). A calculation is then performed which determines the scaling factor needed to adjust the amplitude of the reference glucose lineshape to give the best match with the patient glucose lineshape. This scaling factor is multiplied by the reference coefficient to give the concentration of glucose in the patient blood plasma or serum specimen. A further aspect of the present invention is a computer program product for personalized NMR-based risk assessment for Type 2 diabetes. The computer program product comprises a computer readable storage medium having computer readable program code means embodied in the medium. The computer-readable program code means comprising computer readable program code means for generating NMR-based lipoprotein measurement values and NMR-based glucose measurement values for a patient's blood sample, the lipoprotein measurement values including at least one subclass variable value. The computer program product also includes computer readable program code means for comparing the at least one patient lipoprotein subclass variable value with predetermined test criteria for determining whether the at least one subclass variable value is associated with a higher or lower risk of developing Type 2 diabetes and computer readable program code means for identifying, for the at least one measured subclass variable value, the corresponding risk level associated with Type 2 diabetes. The computer program product also includes computer readable program code means for providing a risk analysis portion positioned adjacent to the measured lipoprotein values, the risk analysis portion displaying information corresponding to higher and lower risk for Type 2 diabetes. The measured value is visually enhanced in the risk analysis portion to indicate visually the level of risk associated therewith, thereby providing a contemporaneous reference guideline for interpretation of the measured value. The computer program product additionally includes computer readable program code means for comparing a plurality of the NMR-based lipoprotein measurement values to predetermined test criteria to determine the presence of diabetic dyslipidemia. The computer program product also preferably includes computer readable program code means for comparing NMR-based glucose measurement values to predetermined test criteria to determine the presence of elevated blood glucose levels.
In a preferred embodiment, the NMR-based lipoprotein values include the subclass values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride, and the computer program product further comprises computer readable program code means for presenting the lipoprotein measurement values such that each of the lipoprotein measurement values is substantially aligned.
Preferably, for the methods and computer program products described herein, the NMR-measured values include: (a) the LDL size and the concentrations of LDL particles, large HDL cholesterol, and large VLDL triglyceride; and (b) the measured blood glucose level.
The present invention is advantageous because the method described above can accurately and reliably indicate whether a subject is at risk of developing Type 2 diabetes or another insulin resistance disorder, such as insulin resistance syndrome. The method provides advantages over the conventional testing methods for Type 2 diabetes and other insulin resistance disorders in that it can provide an indication of increased risk for the disease prior to the development of symptoms of the disease, such as a blood glucose level high enough to be considered hyperglycemia. By the time these symptoms can be detected with conventional methods, the disorder of Type 2 diabetes (or other insulin resistance disorder) has already progressed to an advanced stage. The NMR-based methods of the present invention can indicate increased risk of developing Type 2 diabetes earlier in the development of disease (i.e., prior to symptom development) because (1) risk factors assessed by the NMR-based lipoprotein analysis provide early indication of disease; and (2) the NMR-based glucose analysis provides for determination of increased glucose levels that are sub-hyperglycemic.
The detection of sub-hyperglycemic glucose levels in the absence of other indicators of risk for developing Type 2 diabetes may not be sufficient to alert the health care provider of a patient that the patient is at risk of developing the disorder. The detection of a sub-hyperglycemic glucose level, made concurrently with the detection of other indicators of risk, however, may allow the health care provider the opportunity for intervention prior to the development of the symptoms of Type 2 diabetes (i.e., hyperglycemic blood glucose levels). The present invention thus facilitates early detection of risk for developing Type 2 diabetes in that an NMR-based test for blood glucose levels may be routinely performed concurrently with an NMR-based test or screen for widely ordered tests typically used to assess coronary heart disease-based (CHD-based) blood lipoprotein values, thus avoiding the additional expense and inconvenience of multiple testing events. The routine screening for those at risk for developing Type 2 diabetes can advantageously facilitate a reduction in the number of individuals advancing into the full-blown disease, thereby providing earlier intervention and potential prevention of the progression into the incurable phase of the disease. The early detection of the disposition for the disorder provided by the present invention thus allows subjects diagnosed as being at risk to begin appropriate treatment or lifestyle changes at an earlier point in time. This early detection is advantageous in that it may lessen the severity of the disease as it progresses, if not actually prevent the onset of the disease. The method of the present invention may also advantageously be incorporated into standard lipoprotein screenings for, e.g., cardiovascular disease.
As described herein, additional aspects of the present invention include methods for determining whether a subject is at risk for developing insulin resistance syndrome (also referred to as Syndrome X). Further aspects of the present invention include methods for determining whether a subject is already suffering from insulin resistance syndrome or another disorder of insulin resistance. In these and other methods of the invention, a blood sample is collected from a subject and analyzed by NMR lineshape spectral analysis as described above. In particular, NMR-based lipoprotein values such as the subclass values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride are measured and compared with predetermined test criteria. The satisfaction of specific test criteria for the relationships between the reference parameters and the measured parameters indicates that the subjects are at risk of developing insulin resistance syndrome, or are in fact suffering from insulin resistance syndrome.
An additional aspect of the invention is a method of evaluating the efficacy of treatment of a subject undergoing treatment for Type 2 diabetes or another insulin resistance disorder. A baseline profile of at least one lipoprotein subclass of the subject undergoing treatment for Type 2 diabetes or another insulin resistance disorder is obtained. This profile is obtained by collecting a blood sample from the subject and analyzing the sample by NMR spectral analysis as described above. This baseline profile may be obtained before the subject has actually commenced treatment for the insulin resistance disorder, or may be obtained after the treatment has begun. A second profile of at least one lipoprotein subclass of the patient undergoing treatment for Type 2 diabetes or another insulin resistance disorder is obtained at a time later than the baseline profile. The second profile is obtained in essentially the same manner as the baseline profile, described above. The baseline profile and the second profile are then compared. The difference between the baseline profile and the second profile provides an indication of the efficacy of treatment for Type 2 diabetes or other disorder of insulin resistance in the subject.
The foregoing and other objects and aspects of the invention are explained in further detail herein.
Brief Description of the Drawings Fi ure 1 is an NMR spectrum of blood plasma, with the two regions containing signals arising from the protons of blood glucose indicated. Figure 2 is a partial NMR spectrum of blood plasma particularly highlighting the two regions containing signals produced by the protons of blood glucose.
Figures 3A-3B together make up a flow chart of a computer program for determining the concentration of glucose in a blood serum or blood plasma sample according to the present invention. Figure 4 is an illustration of a summary report setting forth a patient's risk for developing Type 2 diabetes according to the present invention.
Figure 5 is an illustration of a heart disease summary report according to one embodiment of the present invention which may be included in or provided separate from the diabetes risk summary report of Figure 4. Figure 6 is a flowchart of a method for performing the method of the present invention. Detailed Description of the Invention
The present invention will now be described more fully hereinafter with reference to the accompanying drawings, in which preferred embodiments of the invention are shown. This invention may, however, be embodied in many different forms and should not be construed as limited to the embodiments set forth herein; rather, these embodiments are provided so that this disclosure will be thorough and complete, and will fully convey the scope of the invention to those skilled in the art.
The present invention is suitable for both medical and veterinary uses. Suitable subjects include, but are not limited to, mammalian and avian subjects; preferably, mammalian subjects; more preferably human, monkeys, pigs, cattle, dogs, horses, cats, sheep, mice, rats, guinea pigs, rabbits, and goats, and are most preferably human subjects.
As used herein, the term "Type 2 diabetes," also and interchangeably referred to as "non-insulin dependent diabetes mellitus (NIDDM)," refers to the disorder characterized by cellular resistance to insulin and/or secretion of less insulin than is necessary to keep blood glucose levels in balance. Type 1 diabetes, in contrast, refers to a disorder characterized by the destruction of insulin producing beta cells in the pancreas by an autoimmune reaction. The methods of the present invention are useful in the diagnosis of disorders of insulin resistance. Insulin resistance means the failure of the body to respond normally to insulin. Insulin resistance is often a precursor to Type 2 diabetes. "Insulin resistance syndrome" or "Syndrome X" refers to a set of medical conditions related to insulin resistance in which high blood sugar levels stimulate the production of insulin. When a subject is unable to normally process excess insulin, insulin levels rise. Eventually, the subject has high blood sugar levels (hyperglycemia) and high insulin levels (hyperinsulemia). Under these conditions, insulin loses its ability to control fat metabolism, and excessive fats enter the bloodstream (hyperlipidemia). Hyperlipidemia contributes to high blood pressure, heart disease and stroke. Other disorders of insulin resistance, include, but are not limited to, dyslipidemia, (including diabetic dyslipidemia) and fullblown Type 2 diabetes, juvenile diabetes and gestational diabetes.
In addition to diagnosing a subject actually suffering from a disorder of insulin resistance, the methods of the present invention also find use in determining if a subject is at risk for developing Type 2 diabetes (i.e., is predisposed to developing Type 2 diabetes). A subject at risk for developing Type 2 diabetes is any individual who is believed to be at a higher risk than the general population for developing Type 2 diabetes. In a method of the present invention, a blood sample is collected from a subject. The subject may be suspected of being at risk for developing Type 2 diabetes, or may be suspected of currently suffering from a disorder of insulin resistance. Alternatively, the subject may be undergoing a lipoprotein profile screening for reasons other than suspicion of being at risk for Type 2 diabetes or other insulin resistance disorder (such as screening for coronary heart disease). The blood sample may be collected according to known techniques, and may be a blood plasma sample, or a blood serum sample. The blood sample is then analyzed by NMR spectral analysis, as defined herein, wherein at least one value of at least one lipoprotein constituent is measured. Preferably, the methods of the instant invention can be routinely included in a standard overall lipoprotein profile analysis protocol for any individual undergoing a lipoprotein profile. Indeed, the methods of the instant invention can be conveniently and quickly automatically run on all lipoprotein profile tests and thereby cost-effectively provide risk information, even while a patient is without symptoms. No additional blood samples are required beyond the standard cholesterol sample and the individual need not be exposed to the relatively time - consuming extended glucose tests. Such a quick and routine test can potentially allow increased numbers of now readily identifiable at-risk patients to undergo drug therapy or lifestyle changes to prevent the onset of insulin resistance disorders.
Examples of lipoprotein constituent values that may be measured in the practice of the present invention include, but are not limited to, the concentration of the lipoprotein constituents and subclasses in the blood sample, and the average particle size of the lipoprotein subclass. The term "lipoprotein constituent," "lipoprotein class" and "major lipoprotein class" are used interchangeably herein. Values of any known lipoprotein constituent (VLDL, HDL, LDL, and chylomicrons) and subclasses of selected constituents may be measured. Lipoprotein subclasses that may be measured are chylomicrons, the six subclasses of very low density lipoprotein (VLDL), which are VI, V2, V3, V4, V5, and V6; IDL; the three subclasses of low density lipoprotein (LDL), which are LI, L2 and L3; and the five subclasses of high density cholesterol (HDL), which are HI, H2, H3, H4, and H5. In the numbering system used to identify the separate lipoprotein subclasses, a lower number indicates a smaller particle size. In the practice of the present invention, at least one value of any one of the lipoprotein subclasses may be measured. Preferably, the value of a plurality of the lipoprotein subclasses will be measured. Still more preferably, the methods of the present invention employ the measurement of at least one value of at least three of the lipoprotein subclasses. As used herein, the term "NMR spectral analysis" means using proton (!H) nuclear magnetic resonance spectroscopy techniques to measure the lipoprotein classes and subclasses present in blood plasma or blood serum, or to measure the concentration or "level" of glucose present in blood plasma or blood serum as described herein. "Measuring" a lipoprotein class or subclass refers to determining a parameter of the lipoprotein class or subclass, such as the concentration of the lipoprotein class or subclass or the average particle size thereof. More specifically, the method includes acquiring proton NMR data from a sample of blood plasma or serum, processing the acquired NMR data to produce a chemical shift spectrum, and deconvoluting the spectrum in terms of the reference spectra of subclasses of the major classes of lipoprotein to give the concentration of each of the lipoprotein constituents and the distribution of subclasses of the constituents. The method also includes acquiring proton NMR data from a sample of blood plasma or serum, processing the acquired NMR data to produce a chemical shift spectrum, and deconvoluting the spectrum in terms of the reference spectrum of glucose to give the concentration of glucose in the blood serum or blood plasma sample. In a preferred embodiment, the concentrations of the lipoprotein classes and/or subclasses are determined by acquiring reference spectra of individual lipoprotein classes and/or subclasses. The reference spectra are then stored, such as in a computer program, to provide a reference basis for evaluating additional blood samples or serum samples. The NMR spectroscopy-derived spectra associated with the individual lipoprotein classes and subclasses are substantially invariant across the population. As such, the NMR reference spectra (lineshapes and amplitudes) of individual lipoprotein constituents can be used as a "key" to "deconvolute" the composite signal associated with an individual's whole blood plasma (or blood serum). In this way, a single reference set can be used as a basis to determine the lipoprotein profile of other blood samples (when taken at a substantially constant temperature and magnetic field).
More particularly stated, one embodiment of the present invention assigns a scalable coefficient to the individual reference constituent standards and takes the sums of the scalable (weighted) individual constituent parameters. An NMR spectroscopy analysis is generated for a desired blood plasma or serum specimen (taken at the same magnetic filed strength and temperatures used for the reference spectra) to provide an actual (measured) composite blood plasma spectra signal. The preferred method of the present invention then manipulates the scalable reference spectra until the sum of the scalable coefficients substantially "fits" the composite signal value. The value of the scalable coefficient is then used to determine the actual concentration values for the lipoprotein constituents in the blood plasma sample of that individual.
Advantageously, the preferred NMR spectroscopy analysis can (relatively quickly) extract from the 1H NMR spectrum the concentrations of the three major lipoprotein classes (VLDL, LDL, and HDL) of a plasma sample as well as a multiplicity of subclass information. As described above, the NMR spectroscopy method preferably identifies and uses four individual constituents (VLDL, LDL, HDL, and proteins) of a reference blood sample to deconvolute the lineshapes associated with the whole blood plasma lipids. Indeed, as noted in U.S. Patent No. 4,933,844 to Otvos, the substantially invariant lineshape of the NMR spectra of the individual lipoprotein constituents across the population can be used as a "key" to manipulate the composite signal with a derived mathematical analysis. Further details of the preferred NMR spectral analysis are described in U.S. Patent Nos. 4,933,844 and 5,343,389, both to Otvos, the specifications of which are hereby incorporated by reference herein in their entireties as if set out fully.
In addition to determining parameters of the lipoprotein classes LDL, HDL, and VLDL, and the subclasses thereof in blood, the NMR spectral analysis of the present invention may also be used to measure the parameters of other constituents of blood such as the concentration of triglycerides, protein, and chylomicrons in the blood sample.
In an additional embodiment of the invention, the concentration of glucose in a blood sample of the present invention is determined using the 1H NMR techniques described herein. In a preferred embodiment of the invention, the concentration of glucose in a blood sample of the invention is measured using NMR spectral analysis concurrently with the NMR-based measurement of lipoprotein values in the same blood sample. As used herein, the word "concurrently" means sufficiently close in time to be able to be performed during one NMR "run" or measurement event (that is, "concurrently" may be simultaneously, or it may be two or more events occurring within a short time period before or after each other, or it may be an NMR evaluation performed on the same sample, or samples taken from the patient in a single blood withdraw session, or samples taken from a single venipuncture once patency is established). Patients with moderately elevated fasting glucose levels are at an increased risk of developing Type 2 diabetes, particularly if other indications of diabetic dyslipidemia are present. Accordingly, the present method allows for the determination of the concentration of glucose in a sample of blood plasma by 1H NMR spectral analysis. This is done by comparing the 1H-NMR spectrum of the sample to the spectrum of a sample with a known glucose concentration. By comparing the difference in intensities of the sample spectra, the concentration of glucose in the spectrum can be calculated.
Figure 1 shows the proton NMR spectrum of blood plasma, with the two regions (region 1 and region 2) containing the signals produced by glucose indicated. Figure 2 shows an expansion of the region of the blood plasma spectrum where glucose signals are observed, the two regions being specifically indicated as region 1 and region 2. The peaks in region 1 in the range of 3.64-3.90 ppm can be used for glucose analysis according to the present invention. Alternatively, the peaks in region 2 in the range of 3.29-3.54 ppm can be used for the glucose analysis of the present invention. Additionally, the combination of the peaks in region 1 and region 2, may be used for the quantitative determination of glucose according to the present invention. The data points in the reference or standard spectrum and patient glucose sample spectra are aligned using a line- shape fitting process as described herein to find the "best fit," and the intensity of the standard spectrum is scaled to match the sample spectrum. The glucose concentration of the standard is multiplied by the scaling factor used to match the sample lineshape to give the glucose concentration of the blood sample.
Stated differently, in this glucose measurement method, an NMR reference data spectrum corresponding to glucose in a reference blood plasma or serum sample or specimen is acquired and stored in computer memory. A reference coefficient is assigned to one glucose signal or group of glucose signals ("reference glucose lineshape") in the reference spectrum, the value of which is based on the glucose concentration of that reference specimen determined by an independent chemical glucose measurement. An NMR spectrum of a patient's blood plasma or serum specimen is acquired at some later time under measurement conditions (substantially) identical to those used to obtain the glucose reference spectrum and stored in computer memory. That is, for example, the NMR data spectrums are obtained under the same magnetic field strength and specimen temperature. The reference glucose lineshape is compared with the same glucose signal or group of signals in the patient spectrum ("patient glucose lineshape"). A calculation is then performed which determines the scaling factor needed to adjust the amplitude of the reference glucose lineshape to give the best match with the patient glucose lineshape. This scaling factor is multiplied by the reference coefficient to give the concentration of glucose in the patient blood plasma or serum specimen.
The mathematics used in the lineshape fitting process (i.e., least squares fit of an unknown function in terms of a weighted sum of known functions) is well known and is described in many textbooks of numerical analysis such as F.B. Hildebrand, Introduction to Numerical Analysis, 2nd edition, pp. 314-326, 539- 567, McGraw-Hill, 1975. A flow chart illustrating a computer program used to calculate the concentration of glucose in a patient's blood serum or blood plasma sample is set forth in Figures 3 A and 3B. In the flow chart of Figures 3 A and 3B, the terms are defined as follows.
Sglu means the concentration of glucose in the reference standard. Cglu is the concentration of glucose in the patient sample. J means data point in the patient spectrum to begin search for best least squares fit (increments as ICNT increments). NDS means the number of data points to traverse sequentially in search for best least squares fit. ICNT corresponds to the counter for sequential search, which begins at 1 and ends at NDS. A(l), A(2), A(3) A(NDAT) indicates the array containing NDAT data points from the patient blood sample NMR spectrum.
ND indicates the number of data points in the reference standard glucose NMR spectrum. G(l), G(2), G(3) . . . . A(ND) indicates the array containing data points from the standard glucose NMR spectrum.
E(l), E(2), E(3) . . . . A(ND) indicates the array containing data points from the patient blood sample NMR spectrum in selected NMR spectral region containing glucose resonances (i.e., from the same region as standard).
The term CHIJ represents the least squares variance for best fit to the sample region beginning with the Jth data point.
The term CJ represents the calculated coefficient multiplying the data points in the standard glucose array G( ) to give the best fit to the patient sample region beginning with the Jth data point.
The term CHIMIN represents the smallest least squares variance found in the spectral search (initialized as a large positive number to be replaced by first fit in search sequence).
The term CMLN represents the calculated coefficient multiplying the data points in the standard glucose array G( ) to give the best fit in the patient spectral region beginning at the data point for which CHIMIN is determined.
As seen in the flow charts of Figures 3 A and 3B, the first step is to set up a counter from 1 to NDS (the number of data points to traverse to find the best least squares fit). The variable ICNT holds the loop counter. The variable J is the actual data point to start fitting. J increments with ICNT.
The counter is compared to NDS to see if the routine should continue. If it should continue, the glucose region of the analyte spectrum is read in to the array variable E.
The scaling constant CJ is calculated for this alignment according to the equations set forth below. CHIJ is calculated for these scaling constant. CHIJ is compared to CHIMIN, the minimum χ calculated so far. If CHIJ is lower than CHIMIN, then CHIMIN is set to CHIJ and the scaling constant for the lowest chi is retained in CMLN.
The starting data point J and the counter ICNT are increased by one and the loop is repeated. When the test ICNT > NDS is true, the concentration of glucose in the anlayte, Cglu, is calculated by multiplying the scaling factor CMLN from the best alignment by the known concentration of glucose in the standard spectrum, Sglu. In calculating glucose concentration, the variables are provided as follows.
Ei is the intensity of the experimental spectrum at the ith data point. Gj is the intensity of the standard glucose spectrum at the ith data point. The term "c" is the factor that relates the intensity of the standard spectrum to the intensity of the experimental spectrum. Define χ as following:
Figure imgf000019_0001
and expand the polynomial to:
Figure imgf000019_0002
X = ∑E,2 - 2c∑E.G, + c*∑G,7
Perform a least squares fit:
= 0 dc
Figure imgf000019_0003
I i
i dc_
= 0 = 1 dc dc
Figure imgf000019_0004
∑ E^^ C∑ G,2
' ∑E,G, ' c =
∑G -
The program moves one data point at a time to get the minimum chi -> best
1 i/ alignment σ = — χ /2 n= number of data points. n In any event, after the desired lipoprotein constituent parameters (such as the concentration of one or more lipoprotein subclass) and the glucose concentration in the blood are measured, at least one NMR-measured value, and preferably more than one NMR-measured value, is compared to one or more predetermined test criteria. From this comparison, the risk of the patient for developing Type 2 diabetes may be assessed.
Predetermined test criteria may be based on suitable values or definitions of normal or standard values of lipoprotein constituents, such as population-based norms or other targeted based norms. In a preferred embodiment, the population values are based on scientific results obtained from subjects in the Framingham Offspring Study. See Wilson et al., Impact of National Guidelines for Cholesterol Risk Factor Screening. The Framingham Offspring Study, JAMA, 1989; 262: 41- 44. Of course the NMR-based lipoprotein constituent or subclass values presently defined for the assessment of risk may change over time and more or alternate risk categories may be added. Further, the actual ranges or definitions associated with the risk category values of one or more of the lipid panels or subclass categories may change over time and the present invention is not intended to be limited thereto.
In any event, preferred predetermined test criteria include small LDL size (Pattern B), which is a hallmark of the "diabetic lipoprotein phenotype" and confers approximately a two-fold higher risk compared to the large LDL trait (Pattern A). There is evidence that suggests that small LDL particles may be inherently more diabetogenic than large LDL. Low levels of large HDL (e.g., < 29 mg/dL, a value corresponding to the 50th percentile of the population) may be a positive risk factor, as only larger HDL subclass particles appear to protect against diabetes ~ whereas small HDL may even be diabetogenic. Therefore, large HDL, rather than total HDL cholesterol, may be a more sensitive risk factor. See Freedman et al, Arterioscler. Thromb. Vase. Biol. 1998; 18:1046-53. Similarly, elevated levels of large triglyceride rich VLDL particles (e.g., >26 mg/dL, a value corresponding to the 75th percentile of the population) appear to be associated with increased risk for diabetes substantially independent of plasma triglycerides. High concentrations of large VLDL in fasting plasma may be a marker for delayed chylomicron clearance (postprandial lipemia). If two out of the three risk factors presented above (i.e., pattern of small LDL, low level of large HDL and elevated level of large VLDL) are present in a patient's analysis, the patient may be considered to have diabetic dyslipidemia, a metabolic predisposition defined as a clustering of the lipoprotein subclass abnormalities set forth above. Such patients are considered to be at increased risk of developing Type 2 diabetes.
With regard to NMR-measured glucose levels, the glucose level measured is preferably a fasting blood glucose level, and is generally expressed in units of mg/dL. A desirable fasting glucose level is a value of less than about 90 mg/dL; a moderately elevated level of blood glucose is in the range of about 90-125 mg/dL; an elevated (i.e., diabetic or hyperglycemic) level is a glucose level over about 125 mg/dL. Patients with even moderately elevated fasting glucose levels are at an increased risk for developing Type 2 diabetes, particularly when they also have diabetic dyslipidemia as defined above. As provided above, in one embodiment of the invention, at least one value of at least one lipoprotein constituent and preferably a value for plurality of lipoprotein constituents, is determined for a blood sample in order to assess the subject's risk of developing diabetes. The measured values of each lipoprotein constituent may be compiled into a profile of lipoprotein constituent values for that sample. Thus, the profile may, for example, illustrate a distribution of concentrations of lipoprotein subclasses for that sample. Additionally, the fasting glucose concentration present in the blood sample, as determined by the methods herein described, may also be included in the profile. The profile of NMR- measured values may be expressed graphically in a report in order to facilitate the visual comparison of a distribution of measured values with a distribution of standard test criteria. An example of such a report is shown in Figure 4. The report is generated and presented essentially according to the method of generating reports set forth in co-assigned and co-pending U.S. Application Serial No. 09/258,740, the disclosure of which is incorporated herein in its entirety. Figure 5 illustrates an additional report that may be generated during the performance of the NMR-based lipoprotein analysis; the generation of this report is also described in U.S. Application Serial No. 09/258,740. The report set forth in Figure 5 may optionally be generated or prepared during the preparation of a report as shown in Figure 4. Other lifestyle and genetic information can also be acquired and factored into the risk assessment analysis. For example, weight, age, and family history of diabetes can all be assigned risk values which can be factored (separately or with) into the blood lipoprotein based analysis. A subject may have a borderline blood test risk assessment, but may be identified as being "at-risk" (i.e., for developing Type 2 diabetes) by the increased risk values attributed to one or more of familial, genetic, or lifestyle information. This information may then identify the subject for corrective action (drug therapy, exercise, weight loss or diet changes) and or place the subject on a timed monitoring schedule. Alternatively, a subject with a borderline blood test risk assessment may be identified as being not at risk for developing Type 2 diabetes (or other insulin resistance disorder) if increased risk values attributed to genetic or lifestyle information are not present.
It will be understood by those skilled in the art that the methods described herein are useful for evaluating the efficacy of a treatment program for Type 2 diabetes or another disorder of insulin resistance. In such a method a blood sample is collected from a subject who is undergoing treatment for Type 2 diabetes or another disorder of insulin resistance. Alternatively, the subject may be an individual who has not yet begun such treatment, but will be undergoing the treatment in the future. A baseline profile of at least one parameter of at least one lipoprotein subclass is then obtained, by analyzing the blood sample by NMR spectral analysis as described herein. After the treatment has progressed, blood is again collected from the subject, and a second profile of the lipoprotein subclass parameters that were measured in the baseline profile is then obtained by NMR spectral analysis, as described herein. The second profile is compared to the baseline profile. A significant difference between the second profile and the baseline profile (as indicated by a significant difference between one or more measured parameters) provides an indication of the efficacy of treatment.
Figure 6 illustrates a flow chart of methods, apparatus (systems) and computer program products according to the invention. It will be understood that each block of the flowchart illustration, and combinations of blocks in the flowchart illustrations, can be implemented by computer program instructions. These computer program instructions may be loaded onto a computer or other programmable data processing apparatus to produce a machine, such that the instructions which execute on the computer or other programmable data processing apparatus create means for implementing the functions specified in the flowchart block or blocks. These computer program instructions may also be stored in a computer-readable memory that can direct a computer or other programmable data processing apparatus to function in a particular manner, such that the instructions stored in the computer-readable memory produce an article of manufacture including instruction means which implement the function specified in the flowchart block or blocks. The computer program instructions may also be loaded onto a computer or other programmable data processing apparatus to cause a series of operational steps to be performed on the computer or other programmable apparatus to produce computer implemented process such that the instructions which execute on the computer or other programmable apparatus provide steps for implementing the functions specified in the flowchart block or blocks.
Accordingly, blocks of the flowchart illustrations support combinations of means for performing the specified functions and program instruction means for performing the specified functions. It will also be understood that each block of the flowchart illustrations, and combinations of blocks in the flowchart illustrations, can be implemented by special purpose hardware-based computer systems which perform the specified functions or steps, or combinations of special purpose hardware and computer instructions. As shown in Figure 6, a blood plasma or blood serum sample (Block 600) is analyzed using NMR spectral analysis. NMR-derived lipoprotein values are obtained (Block 610) using the NMR techniques described herein. Preferably, an NMR spectral analysis is performed on a blood plasma sample and the lipoprotein values measured include selected subclass values. The NMR-derived lipoprotein value is compared to predetermined test criteria (Block 620) to determine whether the value is associated with an increased risk of developing Type 2 diabetes (Block 630). Preferably, the test criteria employed for the lipoprotein results (including the lipoprotein subclass values) correspond to a defined level of risk (low to high) of developing Type 2 diabetes. Preferably, the predetermined test criteria are based on scientific target "norms" or population based norms associated with higher or lower risks of Type 2 diabetes. These values may change over time or can be alternately identified for patients with increased secondary risk factors.
The blood plasma or blood serum sample of Block 600 may also and optionally and preferably can be used to obtain a NMR-derived glucose value (/. e. , concentration of glucose in the sample) (Block 640). Once obtained, the NMR- derived glucose value is compared to predetermined test criteria (Block 650) to determine whether the value is associated with an increased risk of developing Type 2 diabetes (Block 660). The NMR-derived glucose value may be obtained concurrently with the NMR-derived lipoprotein value ( . e. , the NMR spectral analysis for determining both the glucose value and the lipoprotein values may be performed on the same blood serum or blood plasma sample at the same time or within a short time period of the other).
After determining whether the NMR-derived glucose and NMR-derived lipoprotein constituent values are indicative of an increased risk of Type 2 diabetes, a report presenting the results of the analysis of the NMR-derived glucose and NMR-derived lipoprotein constituent values may be generated (Block 670). This report may contain, e.g., the NMR-measured values themselves, the risk assessment itself, or any other presentation of information determined or obtained during the Type 2 diabetes risk assessment.
In the drawings and specification, there have been disclosed typical preferred embodiments of the invention and, although specific terms are employed, they are used in a generic and descriptive sense only and not for purposes of limitation, the scope of the invention being set forth in the following claims.

Claims

THAT WHICH IS CLAIMED IS:
1. A method for assessing a patient's risk of developing Type 2 diabetes based on NMR measured lipoprotein-based information, comprising the steps of: obtaining at least one NMR-based lipoprotein measurement value for a patient's blood plasma or serum sample, the NMR-based lipoprotein measurement value comprising at least one lipoprotein constituent value; comparing the at least one NMR-based lipoprotein constituent value to predetermined test criteria to determine the presence of diabetic dyslipidemia; and assessing a patient's risk of developing Type 2 diabetes based on the determination of diabetic dyslipidemia.
2. A method according to Claim 1, further comprising: concurrently generating a NMR-based glucose measurement value for the patient's blood plasma or serum sample; comparing the NMR-based glucose measurement value to predetermined test criteria; and determining the patient's risk of developing Type 2 diabetes based on the detection of elevated glucose levels.
3. A method according to Claim 1 , wherein the NMR-based lipoprotein constituent values used to determine the presence of diabetic dyslipidemia include the values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride.
4. A method according to Claim 2, wherein said step of comparing a plurality of NMR-based lipoprotein constituent values comprises comparing the NMR based values associated with LDL size, large HDL cholesterol, and large VLDL triglyceride to respective predetermined test criteria, and wherein said assessing step is based on the presence of both the determination of diabetic dyslipidemia and the detection of an elevated glucose level.
5. A method according to Claim 4, wherein the LDL size predetermined test criteria identifies the LDL size as Pattern B.
6. A method according to Claim 4, wherein the large HDL cholesterol predetermined test criteria identifies a low level of large HDL.
7. A method according to Claim 4, wherein the large VLDL triglyceride predetermined test criteria identifies an elevated level of large VLDL.
8. A method according to Claim 4, wherein said comparing step used to identify the presence of diabetic dyslipidemia identifies the patient as having this condition based on a positive test match for at least two of the identified NMR based lipoprotein constituent values.
9. A method according to Claim 4, wherein the LDL size predetermined test criteria identifies the LDL size as Pattern B, the large HDL cholesterol predetermined test criteria identifies a low level of large HDL, and the large VLDL triglyceride predetermined test criteria identifies an elevated level of large VLDL, and wherein the presence of diabetic dyslipidemia is determined based on the positive identification of at least two of the NMR lipoprotein based constituent values to predetermined test criteria.
10. A method according to Claim 2, wherein the NMR-based glucose measurement value indicates an elevated level of blood glucose, and wherein the concurrent presence of diabetic dyslipidemia is determined based on the positive identification of at least two of the NMR lipoprotein based constituent values to predetermined test criteria.
11. A method for assessing a patient's risk of developing insulin resistance syndrome, based on NMR measured lipoprotein-based information, comprising the steps of: obtaining at least one NMR-based lipoprotein measurement value for a patient's blood plasma or serum sample, the NMR-based lipoprotein measurement value comprising at least one lipoprotein constituent value; comparing the at least one NMR-based lipoprotein constituent value to predetermined test criteria to determine the presence of diabetic dyslipidemia; and assessing a patient's risk of developing insulin resistance syndrome based on the determination of diabetic dyslipidemia.
12. A method according to Claim 11, further comprising: concurrently generating NMR-based glucose measurement values for the patient's blood plasma or serum sample; comparing the NMR-based glucose measurement value to predetermined test criteria; and determining the patient's risk of developing insulin resistant diabetes based on the detection of elevated glucose levels.
13. A method according to Claim 11 , wherein the NMR based lipoprotein constituent values include the values associated with LDL size, LDL particles, large HDL cholesterol, and large VLDL triglyceride.
14. A method according to Claim 11 , wherein said step of comparing a plurality of NMR-based lipoprotein constituent values comprises comparing the NMR based values associated with LDL size, large HDL cholesterol, and large VLDL triglyceride to respective predetermined test criteria.
15. A method according to Claim 14, wherein the LDL size predetermined test criteria identifies the LDL size as Pattern B.
16. A method according to Claim 14, wherein the large HDL cholesterol predetermined test criteria identifies a low level of large HDL.
17. A method according to Claim 14, wherein the large VLDL triglyceride predetermined test criteria identifies an elevated level of large VLDL.
18. A method according to Claim 14, wherein said comparing step used to identify the presence of diabetic dyslipidemia identifies the patient as having this condition based on a positive test match for at least two of the identified NMR based lipoprotein constituent values.
19. A method according to Claim 14, wherein the LDL size predetermined test criteria identifies the LDL size as Pattern B, the large HDL cholesterol predetermined test criteria identifies a low level of large HDL, and the large VLDL triglyceride test criteria identifies an elevated level of large VLDL, and wherein the presence of diabetic dyslipidemia is determined based on the positive identification of at least two of the NMR lipoprotein based constituent values to predetermined test criteria.
20. A method according to Claim 12, wherein the NMR-based glucose measurement value indicates an elevated level of blood glucose, and wherein the concurrent presence of diabetic dyslipidemia is determined based on the positive identification of at least two of the NMR lipoprotein based constituent values to predetermined test criteria.
21. A method of evaluating the efficacy of treatment of a subj ect undergoing treatment for Type 2 diabetes based on personalized NMR measured lipoprotein-based information, comprising: obtaining a baseline profile of NMR-based lipoprotein constituent measurement values for a patient's blood plasma or serum sample; obtaining a second profile of NMR-based lipoprotein constituent measurement values for a patient's blood plasma or serum sample after the subject has undergone treatment for Type 2 diabetes; and comparing the second profile with the baseline profile of the NMR-based lipoprotein measurement values of the subject, wherein a difference between the second profile and the baseline profile of the subject provides an indication of the efficacy of treatment for Type 2 diabetes of the subject.
22. The method according to Claim 21 , wherein the baseline profile and the second profile each comprise a NMR-based glucose measurement value for the patient's blood plasma or serum sample obtained concurrently with the NMR-based lipoprotein measurement values of the subject.
23. An NMR-based method for measuring the concentration of glucose concentration of blood, comprising the steps of: acquiring a reference data spectrum in a region of interest corresponding to glucose in a reference blood plasma or serum specimen; determining a reference glucose lineshape in the reference spectrum based on at least one signal in the reference spectrum; assigning a reference coefficient to the reference glucose lineshape in the reference spectrum; acquiring an NMR spectrum of a patient's blood plasma or serum specimen corresponding to the region of interest in the reference specimen; identifying a patient glucose lineshape for the patient specimen in the patient NMR spectrum based on the same at least one signal used to determine the reference glucose lineshape in the reference spectrum; comparing the reference glucose lineshape with the patient glucose lineshape; fitting the amplitude of the reference glucose lineshape to the patient glucose lineshape; calculating a scaling factor based on said fitting step; and determining the concentration of glucose in the patient blood plasma or serum specimen as a function of the value of the scaling factor and reference coefficient.
24. A method according to Claim 23, wherein the value of the reference coefficient is based on an independent chemical measurement of glucose concentration of the reference specimen.
25. A method according to Claim 23, wherein the NMR reference and patient spectrums are obtained at substantially the same magnetic field strength and same specimen temperature.
26. A method according to Claim 23, wherein the reference spectrum of blood plasma is identified as being within a region extending between about 3.64-3.90 ppm of a proton NMR spectrum of blood plasma.
27. A method according to Claim 26, wherein the reference spectrum of blood plasma is identified as being within a region extending between about 3.29-3.54 ppm of a proton NMR spectrum of blood plasma.
28. A method according to Claim 26, wherein the reference spectrum of blood plasma is identified as being within two regions of interest of a proton NMR spectrum of blood plasma, a first region extending between about 3.64-3.90 ppm and a second region extending between about 3.29-3.54 ppm.
29. A computer program product for determining whether a subject is at risk for developing Type 2 diabetes, comprising a computer-readable storage medium having computer-readable program code means embodied in the medium, the computer-readable program code means comprising: computer code means for generating NMR-based lipoprotein measurement values for a patient's blood plasma or serum sample, the NMR-based lipoprotein measurement values comprising a plurality of lipoprotein constituent values; computer code means for comparing a plurality of NMR-based lipoprotein constituent values to predetermined test criteria to determine the presence of diabetic dyslipidemia; and computer code means for assessing a patient's risk of developing Type 2 diabetes based on the determination of diabetic dyslipidemia.
30. The computer program product of Claim 29, further comprising: computer code means for concurrently generating NMR-based glucose measurement values for the patient's blood plasma or serum sample; computer code means for comparing the NMR-based glucose measurement value to predetermined test criteria; and computer code means for assessing the patient's risk of developing Type 2 diabetes based on the determination of elevated glucose levels.
31. A multi-purpose screening test method comprising the steps of: determining NMR-based lipoprotein constituent values associated with assessing the risk of coronary heart disease (CHD); and concurrently determining NMR-based values associated with assessing the risk of developing Type 2 diabetes.
32. A multi-purpose screening test method of Claim 31 , further comprising concurrently determining NMR-based values associated with assessing the risk of developing gestational diabetes.
33. A multi-purpose screening test method of Claim 31 , further comprising concurrently determining NMR-based values associated with assessing the risk of developing juvenile diabetes.
PCT/US2000/010463 1999-04-22 2000-04-19 Nmr-method for determining the risk of developing type 2 diabetes WO2000065366A1 (en)

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